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Rocket Companies, Inc. 
 MI
  SEC # 1805284

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371  SEC Filings
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  from  3/6/20  to  4/24/24  (Today)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 4/22/24 — Filed re:  Issuer / Subject Company — Filed by:  Rizik Matthew 
 
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notifications of all
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Filings
involving  Rocket Companies, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  105 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/15/24 New Document this Past Month!PRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  New Document this Past Month!  — Financial Reports
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1
3/28/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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58

8-K Items: 
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11/30/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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25
8/10/22 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
2/22/24
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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16
11/30/23"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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25
8/3/23"Cost Associated with Exit or Disposal Activities — Item 2.05 — ‘EX-2’
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1
3/28/24 New Document this Past Month!
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  New Document this Past Month!  — List of Directors & Officers
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10
12/29/20 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
6/15/23"Submission of Matters to a Vote of Security Holders — Item 5.073
2/22/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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18
11/3/22 OLD
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  Events: 
Other Events — Item 8.01  OLD 9
2/22/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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25

2/27/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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4
11/9/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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11
6/29/23S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-83
4/26/23ARSUpdate:  Annual Report to Security Holders1
4/26/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A3
4/26/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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6
11/9/22 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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6
8/7/20 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
8/6/20 OLDEFFECTSEC:  SEC Notice of Effectiveness  OLD 1
8/5/20 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
8/5/20 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
8/5/20 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
7/28/20 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 3
6/22/20 OLDDRSLTRComment:  Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
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2
6/22/20 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 3

Letters: 
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3/23/21 OLDREDACTED EXHIBITSEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC2

General Exhibits: 
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2/27/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
2/27/24EX-23Consents of Experts and Counsel10
2/27/24EX-10Material Contracts247
2/27/24EX-21Subsidiaries Lists6
6/29/23EX-FILING FEESFiling Fees2
6/29/23EX-5Opinions of Counsel re: Legality4
3/24/21 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1
12/29/20 OLDEX-14Code of Ethics  OLD 1
9/2/20 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 6
9/2/20 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 4
7/28/20 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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2/22/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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30

Financials: 
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4/15/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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1,369
4/15/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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71
4/15/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 259
4/15/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 71
4/15/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
71
2/27/24EX-31Certifications — §302 – SOA’0230
2/27/24EX-32Certifications — §906 – SOA’0230

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4/15/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 730


Forms
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, Documents
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& Exhibits
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 in  267 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 77311W
 

        
Latest Filing  Type    Category    Description        Documents
     
4/24/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 217
4/4/24 New Document this Past Month!3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  New Document this Past Month! 20
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G21
8/24/23144Ownership:  Notice of a Proposed Sale of Securities by an Insider — Form 1441
8/5/20 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1

Letters: 
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11/16/22 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC7
11/16/22 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 7

General Exhibits: 
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4/17/24 New Exhibit this Past Month!EX-24Powers of Attorney  New Exhibit this Past Month! 17

Additional Exhibits: 
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2/14/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 3


        

Filings History

Year    # of Filings
In descending order
2024 35
2023 44
2022 181
2021 38
2020 73

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