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Masterworks 004, LLC 
 NY
  SEC # 1791539

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37  SEC Filings
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  from  10/18/19  to  1/5/24  (3 Months Ago)

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Most-Recent Filing:    ‘1-U’ — Current Report — Form 1-U — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Masterworks 004, LLC 

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Forms
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, Documents
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& Exhibits
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 in  36 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
1/5/241-UUpdate:  Current Reports — Form 1-U — Press Releases
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& Conference Calls
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21
9/27/231-SAUpdate:  Semi-Annual Reports and Special Financial Reports — Form 1-SA4
4/28/231-KUpdate:  Annual Reports and Special Financial Reports — Form 1-K4
12/19/19 OLD253G2Registration:  Offering Statement – Info Substantively Changed or Added — Form 1-A  OLD 1
12/19/19 OLDQUALIFSEC:  SEC Notice of Qualification  OLD 1
12/16/19 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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2
12/11/19 OLD1-ARegistration:  Offering Statements — Form 1-A  OLD 3

Form-Specific Documents: 
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4/28/23PART IIAnnual Reports – Part II — Form 1-K – Reg. A4
12/11/19 OLDPART II AND IIIOffering Statements – Parts II and III — Form 1-A – Reg. A/A+  OLD 3

Reg. A/A+ Exhibits: 
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1/4/24ADD EXHBMiscellaneous Exhibits, such as Press Releases — Forms 1-*5
5/19/22 OLDEX1SA-6 MAT CTRCTMaterial Contract  OLD 1
2/9/21 OLDEX1U-6 MAT CTRCTMaterial Contract  OLD 1
1/8/21 OLDEX1U-9 ACCT LTRLetter re: a Change in Accountant  OLD 1
12/26/19 OLDEX1U-15 ADD EXHBMiscellaneous Exhibit  OLD 1
12/11/19 OLDEX1A-12 OPN CNSLOpinions of Counsel re: Legality — Form 1-A  OLD 3
11/26/19 OLDEX1A-2A CHARTERArticles of Incorporation/Organization — Form 1-A  OLD 6
11/26/19 OLDEX1A-6 MAT CTRCTMaterial Contracts — Form 1-A  OLD 6
11/26/19 OLDEX1A-4 SUBS AGMTSubscription Agreements — Form 1-A  OLD 2
11/26/19 OLDEX1A-1 UNDR AGMTUnderwriting Agreements — Form 1-A  OLD 2

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4/28/23GRAPHICPhotos, Images and Graphs104


Forms
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, Documents
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& Exhibits
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 in  1 Filing
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents

Letters: 
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11/20/19 OLDLETTERComment or Other Letter from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC1
11/20/19 OLDTEXT-EXTRACTComment or Other Letter from the SEC – PDF’s Text  [ a.k.a. LETTER ]  OLD 1


        

Filings History

Year    # of Filings
In descending order
2024 2
2023 8
2022 9
2021 6
2020 3
2019 9

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