| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 8/28/23 | | | 15-12G | | Registration: | | Certification of a Termination of Registration of a Class of Securities — Form 15 | 1 |
| 8/22/23 | | | EFFECT | | SEC: | | SEC Notices of Effectiveness | 2 |
| 8/18/23 | | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations | 4 |
| 8/18/23 | | | POS AM | | Registration: | | Post-Effective Amendment of a Registration Statement | 1 |
| 8/18/23 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 57 |
| | |
| | 8-K Items: |
| 8/18/23 | | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’ | 10 |
| 8/18/23 | | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 — ↓‘EX-10’ | 2 |
| 8/18/23 | | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 — ↓‘EX-2’ | 1 |
| 7/31/23 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 15 |
| 8/18/23 | | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’ | 7 |
| 8/18/23 | | | Securities & Trading: | • | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01 | 1 |
| 8/18/23 | | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 — ↓‘EX-4’ | 1 |
| 8/18/23 | | | Governance & Management: | • | Changes in Control of Registrant — Item 5.01 | 1 |
| 8/18/23 | | | " | | | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 14 |
| 8/18/23 | | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’ | 3 |
| 5/21/21 | OLD | | " | | | • | Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05 OLD | 2 |
| 7/25/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 | 4 |
| 2/21/23 | OLD | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 OLD — ↓‘EX-99’ | 18 |
| 8/18/23 | | | Events: | • | Other Events — Item 8.01 | 21 |
| 8/18/23 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 49 |
| | |
|
| 7/31/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 11 |
| 7/14/23 | | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 15 |
| 6/28/23 | | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K | 3 |
| 6/16/23 | | | DEFM14A | | Proxy: | | Definitive Proxy Statement – Merger or Acquisition — Schedule 14A | 1 |
| 6/2/23 | | | PREM14A | | Proxy: | | Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A | 1 |
| 5/26/23 | | | SD | | Update: | | Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD | 4 |
| 4/5/23 | OLD | | ARS | | Update: | | Annual Report to Security Holders OLD | 1 |
| 4/5/23 | OLD | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A OLD — Financial Reports | 3 |
| 2/21/23 | OLD | | 10-K | | Update: | | Annual Reports — Form 10-K OLD — Financial Reports | 4 |
| 5/21/21 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 4 |
| 5/15/20 | OLD | | NT 10-Q | | Update: | | Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25 OLD | 1 |
| 4/9/20 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 4 |
| 4/3/20 | OLD | | S-1 | | Registration: | | Registration Statement (General Form) — Form S-1 OLD | 1 |
| 2/13/20 | OLD | | 10-12B | | Registration: | | Registration Statements — Form 10 OLD | 4 |
| 2/11/20 | OLD | | CERT | | Trading: | | Certification by a Securities Exchange Approving a Listing — Form CERT OLD | 1 |
| 10/30/19 | OLD | | DRS | | Registration: | | Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS OLD | 1 |
| | |
| | Letters: |
| 2/13/20 | OLD | | ORDER | | SEC Staff Action – SEC Order OLD — All Correspondence with the SEC | 1 |
| 2/11/20 | OLD | | REDACTED EXHIBIT | | SEC Staff Letters – Redacted Exhibits OLD — All Correspondence with the SEC | 2 |
| | |
| | General Exhibits: |
| 8/18/23 | | | EX-3 | | Articles of Incorporation/Organization and Bylaws | 12 |
| 6/28/23 | | | EX-23 | | Consents of Experts and Counsel | 11 |
| 6/2/23 | | | EX-FILING FEES | | Filing Fees | 1 |
| 5/26/23 | | | EX-1 | | Underwriting Agreements and Conflict Minerals Reports (and mislabeled “1st Exhibits”) | 4 |
| 5/4/23 | | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions | 38 |
| 2/21/23 | OLD | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders OLD | 4 |
| 2/21/23 | OLD | | EX-10 | | Material Contracts OLD | 54 |
| 2/21/23 | OLD | | EX-24 | | Powers of Attorney OLD | 16 |
| 2/21/23 | OLD | | EX-21 | | Subsidiaries Lists OLD | 5 |
| 5/20/21 | OLD | | EX-5 | | Opinions of Counsel re: Legality OLD | 3 |
| | |
| | Additional Exhibits: |
| 8/18/23 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 72 |
| | |
| | Financials: |
| 8/18/23 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 1,089 |
| 8/18/23 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 49 |
| 8/18/23 | | | EX-101.* | | XBRL Data (XBRL Files) | 177 |
| 8/18/23 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 48 |
| 8/18/23 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 49 |
| 7/31/23 | | | EX-31 | | Certifications — §302 – SOA’02 | 15 |
| 7/31/23 | | | EX-32 | | Certifications — §906 – SOA’02 | 15 |
| 11/10/20 | OLD | | EX-18 | | Letter re: a Change in Accounting Principles or Practices OLD | 1 |
| | |
| | Graphics: |
| 8/18/23 | | | GRAPHIC | | Photos, Images and Graphs | 640 |
List all Money Managers that own this Security Issuer: CUSIP 03966V
