SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

NexPoint Real Estate Finance, Inc. 
 TX
  SEC # 1786248

    Click to view...      Registrant      About    
  Filings  
    Files      Relationships      Names      Topics      Web       

322  SEC Filings
Filing emoji
  from  9/13/19  to  3/21/24  (Last Week)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘10-K’ — Annual Report — Form 10-K — for 12/31/23 — Filed as:  Filer / Offerer 
 
New-Filing E-Mail:    
 Send me
E-Mail emoji
notifications of all
New! emoji
Filings
involving  NexPoint Real Estate Finance, Inc. 

Find Words in Filings emoji
 
  in    Show  and   Hints


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  136 Filings
Filing emoji
 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/21/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
Report emoji
4
2/29/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
 — Financial Reports
Report emoji
45

8-K Items: 
Item emoji
11/2/23
Keycap - 1 emoji
  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
Exhibit emoji
12
12/16/21 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
Exhibit emoji
1
2/29/24 New Document this Past Month!
Keycap - 2 emoji
  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
Report emoji
17
12/12/22 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
Exhibit emoji
5
12/23/22 OLD
Keycap - 3 emoji
  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
Exhibit emoji
4
11/2/23"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
Exhibit emoji
3
1/29/24
Keycap - 5 emoji
  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
Directors & Officers emoji
4
1/4/24"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
Exhibit emoji
6
1/29/24"Submission of Matters to a Vote of Security Holders — Item 5.074
11/2/23
Keycap - 7 emoji
  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
Exhibit emoji
2
11/2/23
Keycap - 8 emoji
  Events: 
Other Events — Item 8.0111
2/29/24 New Document this Past Month!
Keycap - 9 emoji
  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
Report emoji
37

2/1/24DEF 14CProxy:  Definitive Proxy Info Statement — Schedule 14C1
1/29/24S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-82
1/18/24PRE 14CProxy:  Preliminary Proxy Info Statement — Schedule 14C1
1/2/24EFFECTSEC:  SEC Notices of Effectiveness5
12/27/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
Correspondence emoji
12
12/22/23FWPRegistration:  Prospectuses – Free Writing10
12/20/23S-3Registration:  Registration Statements – Securities for Transactions — Form S-34
11/22/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A4
11/13/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
Report emoji
12
11/6/23PRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A2
11/2/23424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events11
4/11/23ARSUpdate:  Annual Report to Security Holders1
5/4/21 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 2
4/13/21 OLD305B2Registration:  Statement of Eligibility to Act as a Trustee by a Corporation — Form T-1  OLD 1
12/31/20 OLDS-11Registration:  Registration Statements by Certain Real Estate Companies — Form S-11  OLD  — Financial Reports
Report emoji
6
12/14/20 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 5
7/22/20 OLDCERTTrading:  Certifications by Securities Exchanges Approving Listings — Form CERT  OLD 2
7/21/20 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
7/20/20 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
2/10/20 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
11/26/19 OLDDRSLTRComment:  Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
Correspondence emoji
2

General Exhibits: 
Exhibit emoji
3/21/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 42
3/21/24 New Exhibit this Past Month!EX-19Report Furnished to Security Holders  New Exhibit this Past Month! 1
3/21/24 New Exhibit this Past Month!EX-21Subsidiaries Lists  New Exhibit this Past Month! 6
1/29/24EX-23Consents of Experts and Counsel15
1/29/24EX-FILING FEESFiling Fees3
1/29/24EX-5Opinions of Counsel re: Legality22
1/4/24EX-3Articles of Incorporation/Organization and Bylaws10
12/20/23EX-8Opinions of Counsel re: Tax Matters13
12/20/23EX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-22
11/2/23EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)10
5/4/21 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 10
5/8/20 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3

Additional Exhibits: 
Exhibit emoji
2/29/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
51

Financials: 
Financials emoji
Financials emoji
Financials emoji
3/21/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 32
3/21/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 16
3/21/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
Report emoji
1,384
3/21/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
Excel Workbook emoji
47
3/21/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 213
3/21/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 40
3/21/24 New Folder this Past Month!ZIPXBRL Zipped Folders
Zipped Folder emoji
  (Folders of XBRL Files)  New Folder this Past Month! 
47

Graphics: 
JPEG emoji
GIF emoji
PNG emoji
3/21/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 586


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  196 Filings
Filing emoji
 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 65342V
 

        
Latest Filing  Type    Category    Description        Documents
     
3/15/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 152
12/22/23FWPRegistration:  Prospectuses – Free Writing10
12/28/22 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 5
12/23/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 11
2/14/22 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 6

Letters: 
Correspondence emoji
12/26/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC12
12/26/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]12

General Exhibits: 
Exhibit emoji
8/5/22 OLDEX-24Powers of Attorney  OLD 10

Additional Exhibits: 
Exhibit emoji
12/28/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 2

Graphics: 
JPEG emoji
GIF emoji
PNG emoji
12/22/23GRAPHICPhotos, Images and Graphs35


        

Filings History

Year    # of Filings
In descending order
2024 21
2023 53
2022 67
2021 66
2020 105
2019 10

Top

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., Mar. 29, 7:58:07.4am ET