Kaival Brands Innovations Group, Inc. 

FL

  SEC # 1762239

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180  SEC Filings   from  1/10/19  to  3/25/24  (4 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘10-Q’ — Quarterly Report — Form 10-Q — for 1/31/24 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Kaival Brands Innovations Group, Inc.

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Forms , Documents & Exhibits  in  120 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/25/24			10-Q		Update:		Quarterly Reports — Form 10-Q    — Financial Reports	16
3/19/24			NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25	4
3/15/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	67
					8-K Items:
12/28/23			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	17
2/26/24			"			•	Termination of a Material Definitive Agreement — Item 1.02 — ↓‘EX-10’	3
5/31/23			Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01	1
9/20/23			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	13
12/5/23			"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’	2
3/15/24			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	7
8/15/23			"			•	Unregistered Sales of Equity Securities — Item 3.02 — ↓‘EX-1’	5
1/26/24			"			•	Material Modifications to Rights of Security Holders — Item 3.03 — ↓‘EX-4’	3
2/25/19	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
3/12/24			"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — ↓‘EX-17’  — List of Directors & Officers	20
1/26/24			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	5
5/26/22	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	1
4/5/22	OLD		"			•	Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD  — ↓‘EX-17’	1
6/13/22	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	19
6/14/23			Events:			•	Other Events — Item 8.01	10
1/26/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	44
2/13/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	6
1/29/24			NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25	3
1/16/24			EFFECT		SEC:		SEC Notices of Effectiveness	2
1/12/24			424B1		Registration:		Prospectus – Info Previously Omitted	1
1/11/24			S-1		Registration:		Registration Statements (General Form) — Form S-1	3
1/10/24			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	6
12/22/23			DEF 14C		Proxy:		Definitive Proxy Info Statements — Schedule 14C	2
12/12/23			PRE 14C		Proxy:		Preliminary Proxy Info Statements — Schedule 14C	2
6/29/22	OLD		S-8		Registration:		Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD	1
5/3/22	OLD		DEF 14A		Proxy:		Definitive Proxy Statement — Schedule 14A  OLD	1
10/1/21	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	2
7/30/21	OLD		S-3		Registration:		Registration Statement – Securities for a Transaction — Form S-3  OLD	1
7/28/21	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
7/20/21	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
4/19/19	OLD		10-12G		Registration:		Registration Statements — Form 10  OLD	4
					General Exhibits:
2/13/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
2/13/24			EX-23		Consents of Experts and Counsel			6
2/13/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			10
2/13/24			EX-10		Material Contracts			45
2/13/24			EX-19		Report Furnished to Security Holders			1
2/13/24			EX-21		Subsidiaries Lists			6
1/26/24			EX-3		Articles of Incorporation/Organization and Bylaws			11
12/12/23			EX-5		Opinions of Counsel re: Legality			4
11/17/23			EX-FILING FEES		Filing Fees			2
10/4/21	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
3/18/21	OLD		EX-14		Code of Ethics  OLD			1
2/25/19	OLD		EX-17		Correspondence re: Departure of a Director  OLD			1
					ABS Exhibits:
3/17/23	OLD		EX-33		Report of Compliance with Servicing Criteria  OLD			1
					Additional Exhibits:
9/20/23			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			49
					Financials:
3/25/24			EX-31		Certifications — §302 – SOA’02			34
3/25/24			EX-32		Certifications — §906 – SOA’02			32
3/25/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			733
3/25/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			60
3/25/24			EX-101.*		XBRL Data  (XBRL Files)			234
3/25/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			50
3/25/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			60
					Graphics:
1/12/24			GRAPHIC		Photos, Images and Graphs			115

Forms , Documents & Exhibits  in  60 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 483104

        

Latest Filing			Type		Category	Description		Documents
2/12/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	37
8/25/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	13
6/7/23			SC 13G		Ownership:		Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G	1
12/21/20	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	3
					Letters:
12/7/23			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			6
12/7/23			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			6
					General Exhibits:
10/13/21	OLD		EX-24		Powers of Attorney  OLD			5
					Graphics:
10/13/21	OLD		GRAPHIC		Photos, Images and Graphs  OLD			10

        

Filings History

Year		# of Filings
2024		15
2023		42
2022		37
2021		47
2020		21
2019		18