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Tradeweb Markets Inc. 
 NY
  SEC # 1758730

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644  SEC Filings
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  from  11/13/18  to  4/8/24  (Last Week)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — for 4/5/24 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Tradeweb Markets Inc. 

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Forms
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, Documents
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& Exhibits
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 in  118 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/8/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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47

8-K Items: 
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4/8/24 New Document this Past Month!
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  New Document this Past Month!  — ‘EX-10’
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6
11/21/23"Termination of a Material Definitive Agreement — Item 1.02 — ‘EX-10’
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1
2/6/24
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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24
11/21/23"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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2
4/9/19 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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1
4/9/19 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
3/12/24
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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13
4/9/19 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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1
5/19/23"Submission of Matters to a Vote of Security Holders — Item 5.074
4/8/24 New Document this Past Month!
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  New Document this Past Month!  — ‘EX-99’
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11
12/5/22 OLD
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  Events: 
Other Events — Item 8.01  OLD 3
4/8/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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3/28/24 New Document this Past Month!ARSUpdate:  Annual Reports to Security Holders  New Document this Past Month! 2
3/28/24 New Document this Past Month!DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  New Document this Past Month! 5
3/28/24 New Document this Past Month!DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  New Document this Past Month!  — Financial Reports
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5
2/9/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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6
10/26/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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15
5/17/233Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 31
12/20/21 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 2
4/24/20 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 3
4/23/20 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
4/22/20 OLDS-1MEFRegistration:  Registration Statements to Add Securities to Prior Form S-1 Registrations  OLD 3
4/20/20 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2
4/20/20 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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7
4/20/20 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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6
2/21/20 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 5
4/4/19 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
4/4/19 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
4/3/19 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
2/12/19 OLDDRSLTRComment:  Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
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3

General Exhibits: 
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4/8/24 New Exhibit this Past Month!EX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  New Exhibit this Past Month! 1
2/9/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
2/9/24EX-23Consents of Experts and Counsel36
2/9/24EX-10Material Contracts53
2/9/24EX-21Subsidiaries Lists8
5/17/23EX-24Power of Attorney1
12/20/21 OLDEX-5Opinions of Counsel re: Legality  OLD 9
4/20/20 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
3/4/20 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 3
4/9/19 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 4

Additional Exhibits: 
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4/8/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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43

Financials: 
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4/8/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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2,087
4/8/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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59
4/8/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 244
4/8/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 52
4/8/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
60
2/9/24EX-31Certifications — §302 – SOA’0242
2/9/24EX-32Certifications — §906 – SOA’0242
4/20/20 OLDEX-16Letters re: Changes in Accountants  OLD 3

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4/8/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 586


Forms
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, Documents
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& Exhibits
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 in  529 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 892672
 

        
Latest Filing  Type    Category    Description        Documents
     
4/2/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 438
3/25/24 New Document this Past Month!144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  New Document this Past Month! 17
3/12/243Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 332
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G29
1/3/24SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D7
4/20/20 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2

Letters: 
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2/28/20 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC4
2/28/20 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 4

General Exhibits: 
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3/12/24EX-24Powers of Attorney27

Additional Exhibits: 
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1/3/24EX-99Miscellaneous Exhibits, such as Press Releases4

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3/12/24GRAPHICPhotos, Images and Graphs8


        

Filings History

Year    # of Filings
In descending order
2024 57
2023 102
2022 98
2021 137
2020 162
2019 83
2018 5

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