Compass Therapeutics, Inc. 

MA

  SEC # 1738021

Click to view...

Registrant

About

Filings

Files

Relationships

Names

Topics

Web

230  SEC Filings   from  5/30/18  to  4/25/24  (Today)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘8-K’ — Current Report — Form 8-K — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Compass Therapeutics, Inc.

in

the most-recent Filings. all 230 Filings. an “Entity” Search.

Show

Documents with “hits” Documents searched

and

each “hit”. the 1st “hit”.

↓↑Hints

Forms , Documents & Exhibits  in  103 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/25/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	35
					8-K Items:
11/2/22	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	7
8/1/22	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	1
6/30/21	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	3
3/21/24			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	6
6/30/21	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	2
11/2/22	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	3
6/23/20	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
6/23/20	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
1/9/24			"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	14
6/23/20	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	1
6/23/20	OLD		"			•	Change in Shell Company Status — Item 5.06  OLD	1
6/15/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	3
4/25/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01    — ↓‘EX-99’	5
1/9/24			Events:			•	Other Events — Item 8.01	7
4/25/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	21
3/21/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	6
11/9/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	17
4/27/23			ARS		Update:		Annual Report to Security Holders	1
4/27/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	2
4/27/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	3
1/24/23	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	5
1/23/23	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	4
1/19/23	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	6
12/2/22	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	2
8/1/22	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	5
11/1/21	OLD		CERT		Trading:		Certifications by Securities Exchanges Approving Listings — Form CERT  OLD	2
11/1/21	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	2
3/5/21	OLD		POS AM		Registration:		Post-Effective Amendment of a Registration Statement  OLD	1
1/14/21	OLD		S-8		Registration:		Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD	1
11/13/20	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
11/9/20	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	4
9/22/20	OLD		DRS		Registration:		Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD	1
7/1/20	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	2
5/28/20	OLD		SC 14F1		Ownership:		Statements re: Changes in the Majority of Directors — Schedule 14F-1  OLD	2
5/30/18	OLD		10-12G		Registration:		Registration Statement — Form 10  OLD	1
					General Exhibits:
3/21/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/21/24			EX-23		Consents of Experts and Counsel			14
3/21/24			EX-10		Material Contracts			27
12/2/22	OLD		EX-FILING FEES		Filing Fees  OLD			1
12/2/22	OLD		EX-5		Opinions of Counsel re: Legality  OLD			11
8/1/22	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			4
7/9/21	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			4
6/23/20	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			5
6/23/20	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
6/23/20	OLD		EX-21		Subsidiaries List  OLD			1
					Additional Exhibits:
4/25/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			29
					Financials:
4/25/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			1,245
4/25/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			54
4/25/24			EX-101.*		XBRL Data  (XBRL Files)			240
4/25/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			39
4/25/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			54
3/21/24			EX-31		Certifications — §302 – SOA’02			39
3/21/24			EX-32		Certifications — §906 – SOA’02			37
3/5/21	OLD		EX-16		Letters re: Changes in Accountants  OLD			4
					Graphics:
3/21/24			GRAPHIC		Photos, Images and Graphs			421

Forms , Documents & Exhibits  in  129 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 20454B

        

Latest Filing			Type		Category	Description		Documents
3/22/24			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	8
3/11/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	79
2/9/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	17
4/24/23	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	18
5/28/20	OLD		SC 14F1		Ownership:		Statements re: Changes in the Majority of Directors — Schedule 14F-1  OLD	2
					Letters:
12/7/22	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			5
12/7/22	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			5
					General Exhibits:
4/24/23	OLD		EX-24		Powers of Attorney  OLD			9
					Additional Exhibits:
3/22/24			EX-99		Miscellaneous Exhibits, such as Press Releases			11
					Graphics:
4/28/22	OLD		GRAPHIC		Photos, Images and Graphs  OLD			2

        

Filings History

Year		# of Filings
2024		19
2023		42
2022		61
2021		45
2020		53
2019		5
2018		5