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Allogene Therapeutics, Inc. 
 CA
  SEC # 1737287

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383  SEC Filings
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  from  4/19/18  to  3/18/24  (Last Week)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 3/14/24 — Filed re:  Issuer / Subject Company — Filed by:  Chang David D 
 
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notifications of all
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Filings
involving  Allogene Therapeutics, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  133 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/14/24 New Document this Past Month!S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  New Document this Past Month! 7
3/14/24 New Document this Past Month!S-3Registration:  Registration Statement – Securities for a Transaction — Form S-3  New Document this Past Month! 1
3/14/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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7
3/14/24 New Document this Past Month!POSASRRegistration:  Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  New Document this Past Month! 1
3/14/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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60

8-K Items: 
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1/30/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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7
3/14/24 New Document this Past Month!
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
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21
1/5/24"Cost Associated with Exit or Disposal Activities — Item 2.051
2/16/24
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  Accountants & Accounting: 
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.021
10/17/23
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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10
10/15/18 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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1
6/15/23"Submission of Matters to a Vote of Security Holders — Item 5.076
3/10/23 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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1
1/5/24
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  Events: 
Other Events — Item 8.0116
3/14/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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27

11/2/23424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events3
11/2/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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16
4/24/23ARSUpdate:  Annual Report to Security Holders1
4/24/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A5
4/24/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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5
11/2/22 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 2
7/20/22 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 3
4/14/22 OLDSC TO-COwnership:  Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD 1
4/14/22 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
10/25/21 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 2
10/15/18 OLDPOS462BRegistration:  Post-Effective Amendment of a Registration Statement – Rule 462(b)  OLD 1
10/15/18 OLDPOS EXRegistration:  Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD 1
10/11/18 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
10/11/18 OLDEFFECTSEC:  SEC Notice of Effectiveness  OLD 1
10/10/18 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
10/10/18 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
10/5/18 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
10/5/18 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 4
10/4/18 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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5
8/10/18 OLDDRSRegistration:  Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD 1
4/19/18 OLDDRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1

General Exhibits: 
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3/14/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 21
3/14/24 New Exhibit this Past Month!EX-FILING FEESFiling Fees  New Exhibit this Past Month! 8
3/14/24 New Exhibit this Past Month!EX-5Opinions of Counsel re: Legality  New Exhibit this Past Month! 16
3/14/24 New Exhibit this Past Month!EX-4Instruments, Including Indentures, Defining the Rights of Security Holders  New Exhibit this Past Month! 17
3/14/24 New Exhibit this Past Month!EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation  New Exhibit this Past Month! 1
3/14/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 47
11/2/22 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 4
6/17/22 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 10

Additional Exhibits: 
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3/14/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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38

Financials: 
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3/14/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 46
3/14/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 30
3/14/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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1,421
3/14/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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71
3/14/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 289
3/14/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 66
3/14/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
71

Graphics: 
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3/14/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 332


Forms
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, Documents
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& Exhibits
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 in  254 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 019770
 

        
Latest Filing  Type    Category    Description        Documents
     
3/18/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 179
3/14/24 New Document this Past Month!144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  New Document this Past Month! 7
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G27
10/25/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D9
10/16/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 325
7/20/22 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 3
4/14/22 OLDSC TO-COwnership:  Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD 1
2/3/21 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1

Letters: 
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9/26/18 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC2
9/26/18 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 2

General Exhibits: 
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6/21/22 OLDEX-FILING FEESFiling Fees  OLD 1
1/18/22 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1
9/20/21 OLDEX-24Powers of Attorney  OLD 12

Additional Exhibits: 
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2/14/24EX-99Miscellaneous Exhibits, such as Press Releases21

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6/21/22 OLDGRAPHICPhotos, Images and Graphs  OLD 13


        

Filings History

Year    # of Filings
In descending order
2024 26
2023 67
2022 65
2021 60
2020 64
2019 53
2018 48

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