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Broadcom Inc. 
 CA
  SEC # 1730168

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635  SEC Filings
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  from  2/6/18  to  3/27/24  (Yesterday)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 3/25/24 — Filed re:  Issuer / Subject Company — Filed by:  Kawwas Charlie B 
 
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notifications of all
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Filings
involving  Broadcom Inc. 

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Forms
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, Documents
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& Exhibits
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 in  235 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/14/24 New Document this Past Month!10-QUpdate:  Quarterly Reports — Form 10-Q  New Document this Past Month!  — Financial Reports
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18
3/7/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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94

8-K Items: 
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8/16/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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18
1/19/21 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
11/22/23
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01 — ‘EX-2’
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3
3/7/24 New Document this Past Month!"Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
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24
11/22/23"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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12
12/7/23"Cost Associated with Exit or Disposal Activities — Item 2.05 — ‘EX-2’
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1
9/30/19 OLD
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  Securities & Trading: 
Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
2/9/24
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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15
9/30/19 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
3/14/19 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD 1
4/6/23"Submission of Matters to a Vote of Security Holders — Item 5.075
5/23/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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14
3/7/24 New Document this Past Month!
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  Events: 
Other Events — Item 8.01  New Document this Past Month! 62
3/7/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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77

2/26/24DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A9
2/26/24DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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6
12/14/23S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-85
12/14/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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6
10/30/23425Registration:  Prospectuses and Communications – Mergers56
5/31/23SDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD6
10/4/22 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
10/3/22 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 3
9/29/22 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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9
9/16/22 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 6
7/18/22 OLDDEL AMRegistration:  Registration Effectiveness-Delaying Amendment  OLD 1
1/3/22 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
6/11/21 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 2
6/26/20 OLDPOSASRRegistration:  Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD 1
10/3/19 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
9/30/19 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
9/26/19 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 2
9/25/19 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
4/4/18 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 3
4/4/18 OLD8-K12BRegistration:  Notice of Securities Deemed to be Registered by a Successor Issuer — Form 8-K  OLD 1

General Exhibits: 
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3/14/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 55
2/8/24EX-23Consents of Experts and Counsel32
12/14/23EX-FILING FEESFiling Fees3
12/14/23EX-5Opinions of Counsel re: Legality16
12/14/23EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
12/14/23EX-21Subsidiaries Lists7
5/31/23EX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)7
9/16/22 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 3
5/26/22 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 4
4/18/22 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 30
6/11/21 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 4
6/26/20 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 7

Additional Exhibits: 
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3/7/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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102

Financials: 
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3/14/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 48
3/14/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 48
3/14/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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2,095
3/14/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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92
3/14/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 389
3/14/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 89
3/14/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
93
6/14/18 OLDEX-12Statement re: the Computation of Ratios  OLD 1

Graphics: 
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2/26/24GRAPHICPhotos, Images and Graphs616


Forms
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, Documents
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& Exhibits
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 in  401 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 11135F
 

        
Latest Filing  Type    Category    Description        Documents
     
3/27/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 332
3/25/24 New Document this Past Month!144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  New Document this Past Month! 22
3/21/24 New Document this Past Month!3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  New Document this Past Month! 8
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G29
9/30/22 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
11/12/21 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1
9/25/19 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1

Letters: 
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9/21/22 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC7
9/21/22 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 7

General Exhibits: 
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1/14/20 OLDEX-24Powers of Attorney  OLD 18

Additional Exhibits: 
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9/30/22 OLDEX-99Miscellaneous Exhibit  OLD 1


        

Filings History

Year    # of Filings
In descending order
2024 31
2023 105
2022 112
2021 89
2020 130
2019 94
2018 74

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