Nxu, Inc. 

AZ

  SEC # 1722969

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297  SEC Filings   from  3/15/18  to  4/19/24  (5 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘PRE 14A’ — Preliminary Proxy Statement — Schedule 14A — for 6/14/24 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Nxu, Inc.

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Forms , Documents & Exhibits  in  222 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/19/24			PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A	1
4/19/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	25
					8-K Items:
12/27/23			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	7
11/4/22	OLD		Financial Info:			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	1
10/23/23			"			•	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04 — ↓‘EX-10’	4
4/5/24			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	5
12/27/23			"			•	Unregistered Sales of Equity Securities — Item 3.02 — ↓‘EX-1’	2
4/19/24			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02    — List of Directors & Officers	5
12/27/23			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	1
5/10/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	1
12/27/23			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	3
4/5/24			Events:			•	Other Events — Item 8.01	12
4/19/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	17
3/29/24			10-K		Update:		Annual Reports — Form 10-K    — Financial Reports	3
2/5/24			EFFECT		SEC:		SEC Notices of Effectiveness	17
1/29/24			POS AM		Registration:		Post-Effective Amendments of Registration Statements — Financial Reports	8
1/26/24			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	44
1/19/24			S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3 — Financial Reports	2
1/16/24			DEF 14C		Proxy:		Definitive Proxy Info Statements — Schedule 14C	3
1/5/24			PRE 14C		Proxy:		Preliminary Proxy Info Statements — Schedule 14C	3
11/24/23			424B5		Registration:		Prospectus – Primary Offering or Shelf Securities – New Facts or Events	1
11/13/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	5
10/23/23			424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events	3
10/11/23			S-1		Registration:		Registration Statements (General Form) — Form S-1 — Financial Reports	12
9/29/23			DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS	7
7/6/23			15-12G		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15	1
5/12/23			8-K12G3		Registration:		Notices of Securities Deemed to be Registered by Successor Issuers — Form 8-K — Financial Reports	2
4/19/23	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	4
4/19/23	OLD		DEF 14A		Proxy:		Definitive Proxy Statement — Schedule 14A  OLD	1
4/17/23	OLD		S-4		Registration:		Registration Statement – Securities for a Merger — Form S-4  OLD  — Financial Reports	1
12/16/22	OLD		DRSLTR		Comment:		Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	2
12/9/22	OLD		S-8		Registration:		Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD	1
11/23/22	OLD		1-Z		Registration:		Exit Report — Form 1-Z  OLD	1
11/22/22	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	12
10/7/22	OLD		C-U		Registration:		Crowdfunding – Progress Updates — Form C-U  OLD	7
9/27/22	OLD		QUALIF		SEC:		SEC Notices of Qualification  OLD	5
9/26/22	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
9/21/22	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
9/21/22	OLD		1-A POS		Registration:		Post-Qualification Amendments of Form 1-A Offering Statements  OLD	10
8/5/22	OLD		1-U		Update:		Current Reports — Form 1-U  OLD  — Press Releases & Conference Calls	12
5/16/22	OLD		1-K		Update:		Annual Reports and Special Financial Reports — Form 1-K  OLD	2
5/13/22	OLD		C-AR		Update:		Crowdfunding – Annual Reports — Form C-AR  OLD	4
4/20/22	OLD		1-A-W		Registration:		Withdrawal of a Form 1-A Offering Statement  OLD	1
4/18/22	OLD		1-A		Registration:		Offering Statements — Form 1-A  OLD	15
9/30/21	OLD		C		Registration:		Crowdfunding – Offering Statements — Form C  OLD	14
					Form-Specific Documents:
9/21/22	OLD		PART II AND III		Offering Statements – Parts II and III — Form 1-A – Reg. A/A+  OLD			25
5/16/22	OLD		PART II		Annual Reports – Part II — Form 1-K – Reg. A  OLD			2
					General Exhibits:
4/5/24			EX-10		Material Contracts			50
3/29/24			EX-3		Articles of Incorporation/Organization and Bylaws			23
3/29/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/29/24			EX-23		Consents of Experts and Counsel			26
3/29/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			33
1/19/24			EX-FILING FEES		Filing Fees			15
1/19/24			EX-5		Opinions of Counsel re: Legality			16
11/24/23			EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)			7
9/19/23			EX-21		Subsidiaries Lists			7
4/17/23	OLD		EX-8		Opinion of Counsel re: Tax Matters  OLD			1
5/11/20	OLD		EX-96		Mining Disclosures  OLD			3
					Additional Exhibits:
2/14/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			29
					Reg. A/A+ Exhibits:
9/21/22	OLD		EX1A-2A CHARTER		Articles of Incorporation/Organization — Form 1-A  OLD			25
9/21/22	OLD		EX1A-2B BYLAWS		Bylaws — Form 1-A  OLD			25
9/21/22	OLD		EX1A-11 CONSENT		Consents of Experts and Counsel — Form 1-A  OLD			13
9/21/22	OLD		EX1A-3 HLDRS RTS		Instruments Defining the Rights of Security Holders — Form 1-A  OLD			50
9/21/22	OLD		EX1A-9 ACCT LTR		Letters re: Changes in Accountants — Form 1-A  OLD			24
9/21/22	OLD		EX1A-6 MAT CTRCT		Material Contracts — Form 1-A  OLD			44
9/21/22	OLD		EX1A-12 OPN CNSL		Opinions of Counsel re: Legality — Form 1-A  OLD			22
9/21/22	OLD		EX1A-4 SUBS AGMT		Subscription Agreements — Form 1-A  OLD			22
9/21/22	OLD		EX1A-1 UNDR AGMT		Underwriting Agreements — Form 1-A  OLD			25
8/5/22	OLD		ADD EXHB		Miscellaneous Exhibit  OLD			1
5/16/22	OLD		EX1K-2A CHARTER		Articles of Incorporation/Organization — Form 1-K  OLD			2
5/16/22	OLD		EX1K-2B BYLAWS		Bylaws — Form 1-K  OLD			2
5/16/22	OLD		EX1K-3 HLDRS RTS		Instruments Defining the Rights of Security Holders — Form 1-K  OLD			4
5/16/22	OLD		EX1K-9 ACCT LTR		Letters re: Changes in Accountants — Form 1-K  OLD			2
5/16/22	OLD		EX1K-6 MAT CTRCT		Material Contracts — Form 1-K  OLD			3
5/16/22	OLD		EX1K-4 SUBS AGMT		Subscription Agreements — Form 1-K  OLD			2
8/28/20	OLD		EX1A-13 TST WTRS		Test-the-Waters Materials — Form 1-A  OLD			7
8/28/20	OLD		EX1A-15 ADD EXHB		Miscellaneous Exhibits, such as Press Releases — Form 1-A  OLD			6
					Financials:
4/19/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			1,444
4/19/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			53
4/19/24			EX-101.*		XBRL Data  (XBRL Files)			208
4/19/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			53
4/19/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			53
3/29/24			EX-31		Certifications — §302 – SOA’02			16
3/29/24			EX-32		Certifications — §906 – SOA’02			7
					Graphics:
4/19/24			GRAPHIC		Photos, Images and Graphs			5,717

Forms , Documents & Exhibits  in  75 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
4/19/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	35
12/26/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	13
6/16/23			25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25	1
2/24/23	OLD		SC 13G		Ownership:		Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD	1
					Letters:
1/25/24			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			25
1/25/24			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			25
					General Exhibits:
4/19/24			EX-24		Powers of Attorney			12
					Additional Exhibits:
6/16/23			EX-99		Miscellaneous Exhibits, such as Press Releases			2

        

Filings History

Year		# of Filings
2024		32
2023		134
2022		72
2021		22
2020		26
2019		6
2018		5