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Y-mAbs Therapeutics, Inc. 
 NY
  SEC # 1722964

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508  SEC Filings
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  from  2/13/18  to  4/8/24  (2 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G’ — Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Paradigm Biocapital Advisors LP 
 
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notifications of all
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Filings
involving  Y-mAbs Therapeutics, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  195 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/14/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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128

8-K Items: 
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12/28/20 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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6
1/22/21 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD 1
2/29/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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24
1/4/23 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD 1
3/14/24
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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12
9/25/18 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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1
6/9/23"Submission of Matters to a Vote of Security Holders — Item 5.075
3/14/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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15
10/18/23
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  Events: 
Other Events — Item 8.0171
3/14/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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116

2/29/24S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-83
2/29/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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6
11/13/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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16
5/8/23EFFECTSEC:  SEC Notices of Effectiveness3
5/2/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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6
4/28/23ARSUpdate:  Annual Report to Security Holders1
4/28/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A4
4/28/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A5
3/30/23 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 2
2/18/21 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 4
9/21/18 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
9/20/18 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
9/20/18 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
9/18/18 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
9/11/18 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
9/7/18 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 2
8/21/18 OLDDRSLTRComment:  Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
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4
8/21/18 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 4

Letters: 
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2/28/20 OLDREDACTED EXHIBITSEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC2

General Exhibits: 
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2/29/24EX-23Consents of Experts and Counsel13
2/29/24EX-FILING FEESFiling Fees3
2/29/24EX-5Opinions of Counsel re: Legality8
2/29/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
2/29/24EX-4Instruments, Including Indentures, Defining the Rights of Security Holders12
2/29/24EX-10Material Contracts72
2/29/24EX-21Subsidiaries Lists5
2/19/21 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
9/25/18 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 6

Additional Exhibits: 
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3/14/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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111

Financials: 
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3/14/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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1,671
3/14/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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104
3/14/24EX-101.*XBRL Data  (XBRL Files)363
3/14/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)97
3/14/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
104
2/29/24EX-31Certifications — §302 – SOA’0244
2/29/24EX-32Certifications — §906 – SOA’0244
8/24/18 OLDEX-16Letter re: a Change in Accountant  OLD 1

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3/4/24GRAPHICPhotos, Images and Graphs425


Forms
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, Documents
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& Exhibits
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 in  313 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 984241
 

        
Latest Filing  Type    Category    Description        Documents
     
4/8/24 New Document this Past Month!SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  New Document this Past Month! 29
3/14/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4249
3/8/243Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 321
3/6/24144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 1446
2/14/22 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2

Letters: 
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4/3/23 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC6
4/3/23 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 6

General Exhibits: 
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3/8/24EX-24Powers of Attorney26

Additional Exhibits: 
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4/8/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month! 3


        

Filings History

Year    # of Filings
In descending order
2024 28
2023 67
2022 59
2021 108
2020 109
2019 80
2018 57

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