BioXcel Therapeutics, Inc. 

CT

  SEC # 1720893

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432  SEC Filings   from  11/13/17  to  4/22/24  (2 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘8-K’ — Current Report — Form 8-K — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  BioXcel Therapeutics, Inc.

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Forms , Documents & Exhibits  in  210 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/22/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	113
					8-K Items:
3/25/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01    — ↓‘EX-10’	13
12/6/23			"			•	Termination of a Material Definitive Agreement — Item 1.02 — ↓‘EX-10’	2
3/12/24			Financial Info:			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	28
12/6/23			"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’	2
12/6/23			Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02 — ↓‘EX-1’	2
3/15/21	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
9/25/23			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	10
6/14/21	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	2
6/30/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	5
4/22/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01    — ↓‘EX-99’	22
4/22/24			Events:			•	Other Events — Item 8.01	51
4/22/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	76
4/19/24			PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A	2
4/3/24			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	5
3/25/24			424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events	13
3/22/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	7
1/23/24			EFFECT		SEC:		SEC Notices of Effectiveness	6
1/19/24			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	10
1/12/24			S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3	5
11/14/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	18
11/13/23			RW WD		Registration:		Withdrawal of a Registration Withdrawal Request	1
11/13/23			RW		Registration:		Registration Withdrawal Requests	2
5/17/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	5
5/31/22	OLD		DEL AM		Registration:		Registration Effectiveness-Delaying Amendment  OLD	1
4/5/22	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	4
3/11/22	OLD		POS AM		Registration:		Post-Effective Amendment of a Registration Statement  OLD	1
3/10/22	OLD		POSASR		Registration:		Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD	1
7/27/20	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD	1
12/20/18	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	2
3/9/18	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
3/5/18	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
3/5/18	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
3/5/18	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	4
1/26/18	OLD		DRSLTR		Comment:		Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	3
1/26/18	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	3
					General Exhibits:
4/3/24			EX-23		Consents of Experts and Counsel			29
4/3/24			EX-FILING FEES		Filing Fees			8
4/3/24			EX-5		Opinions of Counsel re: Legality			24
3/25/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			20
3/25/24			EX-10		Material Contracts			57
3/22/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/22/24			EX-21		Subsidiaries Lists			5
11/2/23			EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)			8
8/10/21	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			10
					Additional Exhibits:
4/22/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			64
					Financials:
4/22/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			1,303
4/22/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			73
4/22/24			EX-101.*		XBRL Data  (XBRL Files)			280
4/22/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			60
4/22/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			73
3/22/24			EX-31		Certifications — §302 – SOA’02			50
3/22/24			EX-32		Certifications — §906 – SOA’02			48
3/15/21	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
					Graphics:
4/22/24			GRAPHIC		Photos, Images and Graphs			785

Forms , Documents & Exhibits  in  223 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 09075P

        

Latest Filing			Type		Category	Description		Documents
4/8/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	127
4/4/24			144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144	17
2/9/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	25
9/28/23			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	5
4/26/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	34
2/14/23	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	6
3/5/18	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
					Letters:
1/19/24			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			8
1/19/24			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			4
					General Exhibits:
9/28/23			EX-3		Articles of Incorporation/Organization or Bylaws			1
9/28/23			EX-4		Instrument Defining the Rights of Security Holders			1
9/28/23			EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession			1
9/28/23			EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)			1
7/5/22	OLD		EX-24		Powers of Attorney  OLD			24
					Additional Exhibits:
4/4/23	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			2
					Graphics:
3/6/20	OLD		GRAPHIC		Photos, Images and Graphs  OLD			3

        

Filings History

Year		# of Filings
2024		31
2023		112
2022		53
2021		61
2020		49
2019		49
2018		72
2017		5