Surface Oncology, Inc. 

MA

  SEC # 1718108

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406  SEC Filings   from  11/17/17  to  9/15/23  (7 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘15-12G’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Surface Oncology, Inc.

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Forms , Documents & Exhibits  in  168 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
9/15/23			15-12G		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15	1
9/13/23			EFFECT		SEC:		SEC Notices of Effectiveness	5
9/8/23			S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations	6
9/8/23			POS AM		Registration:		Post-Effective Amendments of Registration Statements	2
9/8/23			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	72
					8-K Items:
6/16/23			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	8
6/16/23			"			•	Termination of a Material Definitive Agreement — Item 1.02 — ↓‘EX-10’	2
9/8/23			Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01 — ↓‘EX-2’	1
8/2/23			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	22
9/23/22	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	3
6/16/23			"			•	Cost Associated with Exit or Disposal Activities — Item 2.05 — ↓‘EX-2’	2
9/8/23			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	3
4/23/18	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	1
9/8/23			"			•	Material Modifications to Rights of Security Holders — Item 3.03 — ↓‘EX-4’	1
9/8/23			Governance & Management:			•	Changes in Control of Registrant — Item 5.01	1
9/8/23			"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	10
9/8/23			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	2
9/8/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	5
6/16/23			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	16
9/8/23			Events:			•	Other Events — Item 8.01	16
9/8/23			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	60
8/31/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	7
8/30/23			425		Registration:		Prospectuses and Communications – Mergers	12
8/2/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	17
7/26/23			DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A	1
5/17/23			CT ORDER		SEC:		SEC Confidential Treatment Orders	4
5/1/23			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	6
3/9/23	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	6
4/26/22	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	4
8/11/21	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	7
8/5/21	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	2
5/22/20	OLD		424B5		Registration:		Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD	1
4/19/18	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
4/18/18	OLD		S-1MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD	1
4/18/18	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
4/17/18	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
4/13/18	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	4
3/5/18	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	3
3/5/18	OLD		DRSLTR		Comment:		Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	2
					Letters:
2/27/20	OLD		REDACTED EXHIBIT		SEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC			2
					General Exhibits:
9/8/23			EX-3		Articles of Incorporation/Organization and Bylaws			12
9/8/23			EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions			2
8/2/23			EX-10		Material Contracts			50
7/3/23			EX-23		Consents of Experts and Counsel			18
3/9/23	OLD		EX-FILING FEES		Filing Fees  OLD			2
3/9/23	OLD		EX-5		Opinions of Counsel re: Legality  OLD			13
8/5/21	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			9
8/5/21	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			5
3/23/18	OLD		EX-21		Subsidiaries Lists  OLD			2
					Additional Exhibits:
9/8/23			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			61
					Financials:
9/8/23			XML  &  R#		IDEA Financial Reports Info — Financial Reports			1,391
9/8/23			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			42
9/8/23			EX-101.*		XBRL Data  (XBRL Files)			183
9/8/23			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			33
9/8/23			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			42
8/2/23			EX-31		Certifications — §302 – SOA’02			43
8/2/23			EX-32		Certifications — §906 – SOA’02			41
					Graphics:
9/8/23			GRAPHIC		Photos, Images and Graphs			653

Forms , Documents & Exhibits  in  249 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
9/8/23			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	145
9/8/23			25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25	1
8/30/23			425		Registration:		Prospectuses and Communications – Mergers	18
7/20/23			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	41
11/3/22	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	38
					Letters:
8/11/21	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			6
8/11/21	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			2
					General Exhibits:
11/3/22	OLD		EX-24		Powers of Attorney  OLD			21
					Additional Exhibits:
9/8/23			EX-99		Miscellaneous Exhibits, such as Press Releases			7
					Graphics:
6/16/23			GRAPHIC		Photos, Images and Graphs			84

        

Filings History

Year		# of Filings
2023		74
2022		54
2021		65
2020		68
2019		55
2018		86
2017		4