Brookfield Finance LLC 

NY

  SEC # 1697468

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25  SEC Filings   from  2/10/17  to  10/8/20  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘EFFECT’ — SEC Notice of Effectiveness — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Brookfield Finance LLC

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Forms , Documents & Exhibits  in  23 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
10/8/20	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	5
10/6/20	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	3
10/6/20	OLD		F-3		Registration:		Registration Statements by Certain Foreign Issuers – Securities for Transactions — Form F-3  OLD	7
2/19/20	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	2
2/18/20	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	2
2/18/20	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	2
2/17/17	OLD		F-10		Registration:		Registration Statements by Certain Canadian Issuers — Form F-10  OLD	2
					General Exhibits:
10/6/20	OLD		EX-5		Opinions of Counsel re: Legality  OLD			13
10/6/20	OLD		EX-25		Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD			7
9/29/20	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			2
2/24/17	OLD		EX-23		Consent of Expert or Counsel  OLD			1
2/10/17	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			4
					Financials:
4/24/18	OLD		EX-12		Statements re: Computations of Ratios  OLD			3
2/10/17	OLD		EX-7		Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD			1
					Graphics:
10/6/20	OLD		GRAPHIC		Photos, Images and Graphs  OLD			43

Forms , Documents & Exhibits  in  4 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
2/18/20	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	2
					Letters:
2/11/20	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			2
2/11/20	OLD		TEXT-EXTRACT		Comment or Other Letter from the SEC – PDF’s Text  [ a.k.a. LETTER ]  OLD			1

        

Filings History

Year		# of Filings
2020		11
⇑
2018		4
2017		10