Newmark Group, Inc. 

NY

  SEC # 1690680

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320  SEC Filings   from  11/30/16  to  3/15/24  (6 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — Filed re:  Issuer / Subject Company — Filed by:  Rispoli Michael J.
New-Filing E-Mail:			Send me notifications of all Filings involving  Newmark Group, Inc.

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Forms , Documents & Exhibits  in  171 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/29/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	13
2/22/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	71
					8-K Items:
1/12/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	12
7/1/21	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	2
2/22/24			Financial Info:			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	26
1/12/24			"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’	12
11/7/18	OLD		"			•	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ↓‘EX-10’	7
11/27/18	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	5
12/6/18	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
2/14/23	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	10
12/19/17	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	1
12/19/17	OLD		"			•	Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ↓‘EX-14’	1
10/10/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	6
12/20/18	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	7
1/12/24			Events:			•	Other Events — Item 8.01	28
2/22/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	54
11/14/23			13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management	8
11/9/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	18
8/28/23			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	6
8/18/23			ARS		Update:		Annual Report to Security Holders	1
8/16/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	6
8/16/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A — Financial Reports	6
6/27/23			11-K		Update:		Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K	3
3/2/23	OLD		NT 10-K		Update:		Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD	1
3/25/22	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD	2
5/30/19	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	2
5/29/19	OLD		424B5		Registration:		Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD	1
5/24/19	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	13
5/20/19	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	2
2/4/19	OLD		424B3		Registration:		Prospectus – New Facts or Events  OLD	1
12/15/17	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
12/14/17	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
12/14/17	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
12/14/17	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
12/14/17	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	8
10/2/17	OLD		DRSLTR		Comment:		Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	3
9/8/17	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	3
					Letters:
11/30/16	OLD		COVER		Comment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC			1
					Form-Specific Documents:
11/14/23			INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management			8
					General Exhibits:
2/29/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
2/29/24			EX-23		Consents of Experts and Counsel			50
2/29/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			10
2/29/24			EX-21		Subsidiaries Lists			8
1/12/24			EX-10		Material Contracts			65
8/28/23			EX-FILING FEES		Filing Fees			3
8/28/23			EX-5		Opinions of Counsel re: Legality			11
3/25/22	OLD		EX-25		Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD			3
11/27/18	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			4
12/19/17	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			4
12/19/17	OLD		EX-14		Code of Ethics  OLD			1
12/19/17	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
					Additional Exhibits:
2/22/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			57
					Financials:
2/29/24			EX-31		Certifications — §302 – SOA’02			62
2/29/24			EX-32		Certifications — §906 – SOA’02			25
2/29/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			3,505
2/29/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			69
2/29/24			EX-101.*		XBRL Data  (XBRL Files)			292
2/29/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			65
2/29/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			70
					Graphics:
2/29/24			GRAPHIC		Photos, Images and Graphs			261

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

Forms , Documents & Exhibits  in  150 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 65158N

        

Latest Filing			Type		Category	Description		Documents
3/15/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	106
2/13/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	15
8/11/22	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	14
12/12/18	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	2
12/14/17	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
					Letters:
5/23/19	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			12
5/23/19	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			3
					General Exhibits:
12/21/17	OLD		EX-24		Power of Attorney  OLD			1
					Additional Exhibits:
12/12/18	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			2

        

Filings History

Year		# of Filings
2024		11
2023		42
2022		44
2021		46
2020		24
2019		37
2018		57
2017		57
2016		2