Arteris, Inc. 

CA

  SEC # 1667011

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278  SEC Filings   from  2/19/16  to  4/15/24  (7 Days Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 4/11/24 — Filed re:  Issuer / Subject Company — Filed by:  Hawkins Nicholas B.
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Forms , Documents & Exhibits  in  57 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/20/24			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	5
2/20/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	3
2/20/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	18
					8-K Items:
2/22/22	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	1
5/9/23			"			•	Termination of a Material Definitive Agreement — Item 1.02 — ↓‘EX-10’	1
2/20/24			Financial Info:			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	8
3/27/23	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
4/5/22	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	2
10/29/21	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	1
6/8/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	2
10/29/21	OLD		Events:			•	Other Events — Item 8.01  OLD	1
2/20/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	13
11/7/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	7
4/24/23			ARS		Update:		Annual Report to Security Holders	1
4/24/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	2
4/24/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	2
12/5/22	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	2
11/30/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	3
11/8/22	OLD		S-3		Registration:		Registration Statement – Securities for a Transaction — Form S-3  OLD	1
10/28/21	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
10/26/21	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
10/22/21	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	3
10/22/21	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
8/20/21	OLD		DRSLTR		Comment:		Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	2
8/20/21	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	3
6/10/21	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	2
					General Exhibits:
2/20/24			EX-23		Consents of Experts and Counsel			16
2/20/24			EX-FILING FEES		Filing Fees			5
2/20/24			EX-5		Opinions of Counsel re: Legality			7
2/20/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
2/20/24			EX-21		Subsidiaries Lists			6
11/8/22	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			2
11/8/22	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
11/8/22	OLD		EX-10		Material Contracts  OLD			31
10/29/21	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			8
					Additional Exhibits:
2/20/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			13
					Financials:
2/20/24			EX-31		Certifications — §302 – SOA’02			20
2/20/24			EX-32		Certifications — §906 – SOA’02			20
2/20/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			786
2/20/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			27
2/20/24			EX-101.*		XBRL Data  (XBRL Files)			101
2/20/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			27
2/20/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			27
3/27/23	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
					Graphics:
2/20/24			GRAPHIC		Photos, Images and Graphs			116

Forms , Documents & Exhibits  in  221 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 04302A

        

Latest Filing			Type		Category	Description		Documents
4/15/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	162
4/4/24			144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144	37
1/24/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	6
5/4/22	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	13
					Letters:
11/15/22	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			3
11/15/22	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			3
					General Exhibits:
5/4/22	OLD		EX-24		Powers of Attorney  OLD			13
					Additional Exhibits:
2/10/22	OLD		EX-99		Miscellaneous Exhibit  OLD			1

        

Filings History

Year		# of Filings
2024		46
2023		114
2022		70
2021		47
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2016		1