Grom Social Enterprises, Inc. 

FL

  SEC # 1662574

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258  SEC Filings   from  1/12/16  to  4/24/24  (Today)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘8-K’ — Current Report — Form 8-K — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Grom Social Enterprises, Inc.

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Forms , Documents & Exhibits  in  208 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/24/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	61
					8-K Items:
4/24/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01    — ↓‘EX-10’	32
2/11/22	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD	2
5/21/18	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	1
2/11/22	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	7
11/30/21	OLD		"			•	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ↓‘EX-10’	1
3/6/24			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	3
4/5/24			"			•	Unregistered Sales of Equity Securities — Item 3.02    — ↓‘EX-1’	19
3/2/22	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
5/14/20	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	2
8/21/17	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD  — ↓‘EX-9’	1
4/28/22	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	7
12/8/22	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	4
8/10/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	7
2/11/22	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	12
3/7/24			Events:			•	Other Events — Item 8.01	17
4/24/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	48
4/16/24			10-K		Update:		Annual Reports — Form 10-K    — Financial Reports	8
4/1/24			NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25	7
1/8/24			EFFECT		SEC:		SEC Notices of Effectiveness	8
1/3/24			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	22
12/27/23			S-1		Registration:		Registration Statements (General Form) — Form S-1 — Financial Reports	21
12/1/23			DEF 14C		Proxy:		Definitive Proxy Info Statements — Schedule 14C	5
11/21/23			PRE 14C		Proxy:		Preliminary Proxy Info Statements — Schedule 14C	5
11/20/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	25
11/14/23			NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25	12
9/11/23			424B1		Registration:		Prospectus – Info Previously Omitted	1
7/10/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	6
6/28/23			PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A	5
2/13/23	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	3
12/12/22	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	2
10/5/21	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	11
6/15/21	OLD		CERT		Trading:		Certification by a Securities Exchange Approving a Listing — Form CERT  OLD	1
5/12/21	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
8/22/18	OLD		AW		Registration:		Amendment Withdrawal Request  OLD	1
6/19/17	OLD		POS AM		Registration:		Post-Effective Amendment of a Registration Statement  OLD  — Financial Reports	1
4/7/16	OLD		424B2		Registration:		Prospectus – Primary Offering or Shelf Securities  OLD	1
2/16/16	OLD		8-A12G		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
					General Exhibits:
4/24/24			EX-10		Material Contracts			101
4/5/24			EX-9		Voting Trust Agreements			3
12/27/23			EX-23		Consents of Experts and Counsel			32
12/27/23			EX-FILING FEES		Filing Fees			7
12/27/23			EX-5		Opinions of Counsel re: Legality			14
9/11/23			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			24
9/11/23			EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)			6
8/10/23			EX-21		Subsidiaries Lists			2
12/8/22	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			8
4/17/18	OLD		EX-14		Code of Ethics  OLD			1
					Additional Exhibits:
3/7/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			32
					Financials:
4/24/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			2,675
4/24/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			75
4/24/24			EX-101.*		XBRL Data  (XBRL Files)			368
4/24/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			50
4/24/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			75
4/16/24			EX-31		Certifications — §302 – SOA’02			57
4/16/24			EX-32		Certifications — §906 – SOA’02			33
3/2/22	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
					Graphics:
4/16/24			GRAPHIC		Photos, Images and Graphs			241

Forms , Documents & Exhibits  in  50 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 39878L

        

Latest Filing			Type		Category	Description		Documents
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	11
1/30/23	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	11
8/3/21	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	16
1/18/18	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	2
					Letters:
1/2/24			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			10
1/2/24			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			5
					General Exhibits:
1/30/23	OLD		EX-24		Powers of Attorney  OLD			2
					Additional Exhibits:
2/13/24			EX-99		Miscellaneous Exhibits, such as Press Releases			5

        

Filings History

Year		# of Filings
2024		12
2023		42
2022		36
2021		52
2020		17
2019		15
2018		38
2017		23
2016		23