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Upstart Holdings, Inc. 
 CA
  SEC # 1647639

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483  SEC Filings
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  from  7/16/15  to  3/13/24  (2 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 3/11/24 — Filed re:  Issuer / Subject Company — Filed by:  Datta Sanjay 
 
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notifications of all
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Filings
involving  Upstart Holdings, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  85 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/16/24S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-85
2/15/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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4
2/13/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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26

8-K Items: 
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8/20/21 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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1
6/2/21 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
2/13/24
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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14
8/20/21 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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1
1/31/23 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD 1
8/20/21 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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1
3/2/23 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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6
11/18/22 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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1
5/26/23"Submission of Matters to a Vote of Security Holders — Item 5.073
11/1/22 OLD
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  Events: 
Other Events — Item 8.01  OLD 4
2/13/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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10

2/9/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G2
11/7/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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9
4/11/23ARSUpdate:  Annual Report to Security Holders1
4/11/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A3
4/11/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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3
4/12/21 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2
4/9/21 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
4/6/21 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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7
4/6/21 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 6
3/23/21 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 5
12/10/20 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
12/10/20 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
11/4/20 OLD40-APPRegistration:  Application for an Exemption Order or Other Relief by an Investment Company  OLD 1
9/25/20 OLDDRSLTRComment:  Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
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3
3/2/17 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2

Letters: 
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12/11/20 OLDREDACTED EXHIBITSEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC2

General Exhibits: 
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2/16/24EX-23Consents of Experts and Counsel12
2/16/24EX-FILING FEESFiling Fees3
2/16/24EX-5Opinions of Counsel re: Legality7
2/15/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
2/15/24EX-21Subsidiaries Lists6
2/16/23 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 16
2/16/23 OLDEX-10Material Contracts  OLD 50
11/18/22 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 12
4/6/21 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2

Additional Exhibits: 
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2/13/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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19

Financials: 
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2/15/24EX-31Certifications — §302 – SOA’0225
2/15/24EX-32Certifications — §906 – SOA’0214
2/15/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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1,102
2/15/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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38
2/15/24EX-101.*XBRL Data  (XBRL Files)141
2/15/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)38
2/15/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
38

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2/16/24GRAPHICPhotos, Images and Graphs218


Forms
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, Documents
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& Exhibits
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 in  399 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 91680M
 

        
Latest Filing  Type    Category    Description        Documents
     
3/13/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 272
3/11/24 New Document this Past Month!144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  New Document this Past Month! 88
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G17
12/8/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 16

Letters: 
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3/26/21 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC6
3/26/21 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 6

General Exhibits: 
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6/25/21 OLDEX-24Powers of Attorney  OLD 13

Additional Exhibits: 
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5/26/23EX-99Miscellaneous Exhibits, such as Press Releases9

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2/10/23 OLDGRAPHICPhotos, Images and Graphs  OLD 3


        

Filings History

Year    # of Filings
In descending order
2024 65
2023 177
2022 90
2021 97
2020 51
2017 2
2015 1

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