| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/24/24 |  | | ARS | | Update: | | Annual Reports to Security Holders | 2 |
| 4/23/24 | | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 31 |
| 4/23/24 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A | 10 |
| 3/21/24 | | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 | 18 |
| 3/14/24 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 148 |
| | |
| | 8-K Items: |
| 1/23/24 | | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’ | 34 |
| 9/3/20 | OLD | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 OLD — ↓‘EX-10’ | 3 |
| 4/17/18 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 4 |
| 3/12/24 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 29 |
| 1/23/24 | | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’ | 15 |
| 11/23/20 | OLD | | Securities & Trading: | • | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01 OLD | 6 |
| 3/6/24 | | | " | | | • | Unregistered Sales of Equity Securities — Item 3.02 — ↓‘EX-1’ | 10 |
| 4/28/23 | | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 — ↓‘EX-4’ | 4 |
| 2/14/18 | OLD | | Accountants & Accounting: | • | Changes in Registrant’s Certifying Accountant — Item 4.01 OLD — ↓‘EX-16’ | 2 |
| 4/30/21 | OLD | | " | | | • | Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02 OLD | 1 |
| 3/15/18 | OLD | | Governance & Management: | • | Changes in Control of Registrant — Item 5.01 OLD | 3 |
| 2/2/24 | | | " | | | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 45 |
| 4/28/23 | | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’ | 10 |
| 6/16/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 | 13 |
| 3/14/24 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 39 |
| 4/21/23 | OLD | | Events: | • | Other Events — Item 8.01 OLD | 25 |
| 3/14/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 109 |
| | |
|
| 3/14/24 | | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 | 6 |
| 3/12/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 12 |
| 11/14/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 26 |
| 11/9/23 | | | NT 10-Q | | Update: | | Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25 | 4 |
| 3/16/23 | OLD | | NT 10-K | | Update: | | Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25 OLD | 1 |
| 2/14/23 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 4 |
| 2/10/23 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 4 |
| 1/31/23 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 9 |
| 1/27/23 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 27 |
| 5/20/21 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 5 |
| 5/18/21 | OLD | | S-3ASR | | Registration: | | Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3 OLD | 1 |
| 11/30/20 | OLD | | 25 | | Trading: | | Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25 OLD | 1 |
| 9/11/20 | OLD | | 424B1 | | Registration: | | Prospectuses – Info Previously Omitted OLD | 4 |
| 7/16/20 | OLD | | CERT | | Trading: | | Certification by a Securities Exchange Approving a Listing — Form CERT OLD | 1 |
| 5/14/20 | OLD | | S-3MEF | | Registration: | | Registration Statement to Add Securities to a Prior Form S-3 Registration OLD | 1 |
| 1/28/19 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD | 2 |
| 3/29/18 | OLD | | CT ORDER | | SEC: | | SEC Confidential Treatment Order OLD | 1 |
| 2/14/18 | OLD | | DEL AM | | Registration: | | Registration Effectiveness-Delaying Amendment OLD | 1 |
| 1/16/18 | OLD | | DEFM14A | | Proxy: | | Definitive Proxy Statement – Merger or Acquisition — Schedule 14A OLD | 1 |
| 1/9/18 | OLD | | PRER14A | | Proxy: | | Preliminary Revised Proxy Soliciting Materials — Schedule 14A OLD | 2 |
| 11/6/17 | OLD | | PREM14A | | Proxy: | | Preliminary Proxy Statements – Mergers & Acquisitions — Schedule 14A OLD | 2 |
| 7/29/15 | OLD | | 424B4 | | Registration: | | Prospectus – Info Previously Omitted & New Facts or Events OLD | 1 |
| 7/29/15 | OLD | | CERTNAS | | Trading: | | Certification by the Nasdaq Stock Market Approving a Listing — Form CERT OLD | 1 |
| 7/27/15 | OLD | | S-1 | | Registration: | | Registration Statements (General Form) — Form S-1 OLD | 3 |
| | |
| | General Exhibits: |
| 3/21/24 | | | EX-23 | | Consents of Experts and Counsel | 39 |
| 3/21/24 | | | EX-FILING FEES | | Filing Fees | 7 |
| 3/21/24 | | | EX-5 | | Opinions of Counsel re: Legality | 24 |
| 3/12/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 3/12/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 17 |
| 3/12/24 | | | EX-21 | | Subsidiaries Lists | 3 |
| 1/26/24 | | | EX-10 | | Material Contracts | 136 |
| 4/28/23 | | | EX-3 | | Articles of Incorporation/Organization and Bylaws | 18 |
| 2/10/23 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 10 |
| 9/1/22 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 11 |
| 3/11/21 | OLD | | EX-14 | | Codes of Ethics OLD | 2 |
| | |
| | Additional Exhibits: |
| 3/14/24 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 153 |
| | |
| | Financials: |
| 3/14/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 2,276 |
| 3/14/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 97 |
| 3/14/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 395 |
| 3/14/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 75 |
| 3/14/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 97 |
| 3/12/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 76 |
| 3/12/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 72 |
| 2/8/18 | OLD | | EX-16 | | Letter re: a Change in Accountant OLD | 1 |
| | |
| | Graphics: |
| 4/23/24 | | | GRAPHIC | | Photos, Images and Graphs | 1,231 |
