Associated Capital Group, Inc. 

CT

  SEC # 1642122

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465  SEC Filings   from  5/12/15  to  4/5/24  (3 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘8-K’ — Current Report — Form 8-K — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Associated Capital Group, Inc.

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Forms , Documents & Exhibits  in  328 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/5/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	100
					8-K Items:
12/4/15	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	1
4/5/24			Financial Info:			•	Results of Operations and Financial Condition — Item 2.02    — Financial Reports	54
11/13/23			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	12
11/25/15	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	1
6/5/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	7
7/21/20	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	3
8/25/23			Events:			•	Other Events — Item 8.01	25
4/5/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	81
4/3/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	124
3/21/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	9
12/8/23			144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144	15
11/13/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	25
8/14/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	17
4/28/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	8
4/28/23			ARS		Update:		Annual Report to Security Holders	1
11/10/20	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	2
10/30/18	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	5
9/17/18	OLD		SC TO-C		Ownership:		Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD	2
2/21/18	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	9
12/29/17	OLD		S-8 POS		Registration:		Post-Effective Amendment of a Form S-8 Registration  OLD	1
8/5/16	OLD		S-8		Registration:		Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD	1
4/8/16	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	2
10/30/15	OLD		10-12B		Registration:		Registration Statements — Form 10  OLD	7
10/27/15	OLD		CERTNYS		Trading:		Certification by the NYSE Approving a Listing — Form CERT  OLD	1
					General Exhibits:
3/21/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/21/24			EX-21		Subsidiaries Lists			10
3/16/20	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			4
3/13/17	OLD		EX-23		Consents of Experts and Counsel  OLD			2
8/5/16	OLD		EX-5		Opinion of Counsel re: Legality  OLD			1
12/4/15	OLD		EX-10		Material Contracts  OLD			19
12/4/15	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
11/25/15	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			4
					Additional Exhibits:
4/5/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			90
					Financials:
4/5/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			1,869
4/5/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			69
4/5/24			EX-101.*		XBRL Data  (XBRL Files)			316
4/5/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			48
4/5/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			69
3/21/24			EX-31		Certifications — §302 – SOA’02			73
3/21/24			EX-32		Certifications — §906 – SOA’02			68
					Graphics:
4/5/24			GRAPHIC		Photos, Images and Graphs			132

Forms , Documents & Exhibits  in  144 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 045528

        

Latest Filing			Type		Category	Description		Documents
2/13/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	34
6/13/23			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	67
12/29/22	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	22
11/1/18	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	7
10/30/18	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	5
9/17/18	OLD		SC TO-C		Ownership:		Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD	2
					Letters:
3/7/18	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			7
					General Exhibits:
2/14/17	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			2
2/14/17	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
2/14/17	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
					Additional Exhibits:
10/30/18	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			4
					Graphics:
10/30/18	OLD		GRAPHIC		Photos, Images and Graphs  OLD			21

        

Filings History

Year		# of Filings
2024		9
2023		49
2022		54
2021		61
2020		48
2019		57
2018		47
2017		39
2016		62
2015		39