Aimmune Therapeutics, Inc. 

CA

  SEC # 1631650

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425  SEC Filings   from  3/24/15  to  2/16/21  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Palo Alto Investors LP
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Forms , Documents & Exhibits  in  157 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
10/23/20	OLD		15-12B		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
10/19/20	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls  — Financial Reports	66
					8-K Items:
8/31/20	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	8
10/19/20	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	1
10/19/20	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	1
7/30/20	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	21
2/5/20	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	2
10/19/20	OLD		"			•	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ↓‘EX-10’	1
10/19/20	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	1
2/5/20	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	4
10/19/20	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	1
10/19/20	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
10/19/20	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	14
10/19/20	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	3
5/30/19	OLD		"			•	Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ↓‘EX-14’	1
5/28/20	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	5
8/31/20	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	8
1/31/20	OLD		Events:			•	Other Events — Item 8.01  OLD	22
10/19/20	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports	49
10/15/20	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	4
10/13/20	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	6
10/13/20	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	2
10/13/20	OLD		SC 13E3		Ownership:		Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD	4
10/13/20	OLD		SC 14D9		Ownership:		Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD	8
10/8/20	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	9
8/31/20	OLD		SC14D9C		Ownership:		Tender-Offer Communication by an Issuer re: a Third-Party Offer — Schedule 14D-9C  OLD	1
7/30/20	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	16
4/9/20	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	5
4/9/20	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	5
2/27/20	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	6
2/27/20	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	5
3/20/19	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	6
11/29/18	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	3
2/22/18	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	2
12/28/17	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD	1
9/2/16	OLD		S-3		Registration:		Registration Statement – Securities for a Transaction — Form S-3  OLD	1
8/6/15	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
8/5/15	OLD		S-1MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD	1
8/5/15	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	3
7/29/15	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
7/28/15	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
6/4/15	OLD		DRS		Registration:		Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD	1
					General Exhibits:
10/19/20	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			12
8/31/20	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
7/30/20	OLD		EX-10		Material Contracts  OLD			64
2/27/20	OLD		EX-23		Consents of Experts and Counsel  OLD			17
2/27/20	OLD		EX-5		Opinions of Counsel re: Legality  OLD			11
2/27/20	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			10
2/27/20	OLD		EX-21		Subsidiaries Lists  OLD			4
5/30/19	OLD		EX-14		Code of Ethics  OLD			1
2/26/18	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
12/28/17	OLD		EX-25		Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD			2
					Additional Exhibits:
9/24/20	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			55
					Financials:
10/19/20	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			957
10/19/20	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			34
10/19/20	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			159
10/19/20	OLD		JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD			19
10/19/20	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			34
7/30/20	OLD		EX-31		Certifications — §302 – SOA’02  OLD			42
7/30/20	OLD		EX-32		Certifications — §906 – SOA’02  OLD			26
12/28/17	OLD		EX-12		Statements re: Computations of Ratios  OLD			2
					Graphics:
10/8/20	OLD		GRAPHIC		Photos, Images and Graphs  OLD			357

Forms , Documents & Exhibits  in  281 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
2/16/21	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	36
10/15/20	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	182
10/13/20	OLD		SC 13E3		Ownership:		Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD	4
10/13/20	OLD		SC 14D9		Ownership:		Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD	8
10/13/20	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	6
10/13/20	OLD		SC TO-T		Ownership:		Tender-Offer Statements by Third Parties — Schedule TO  OLD	12
10/13/20	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
9/14/20	OLD		SC TO-C		Ownership:		Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD	2
8/31/20	OLD		SC14D9C		Ownership:		Tender-Offer Communication by an Issuer re: a Third-Party Offer — Schedule 14D-9C  OLD	1
4/24/20	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	24
2/14/20	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	5
					Letters:
10/8/20	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			8
10/8/20	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			5
					General Exhibits:
5/29/20	OLD		EX-24		Powers of Attorney  OLD			31
					Additional Exhibits:
10/13/20	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			41
					Graphics:
9/24/20	OLD		GRAPHIC		Photos, Images and Graphs  OLD			67

        

Filings History

Year		# of Filings
2021		1
2020		126
2019		46
2018		71
2017		71
2016		64
2015		46