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Allena Pharmaceuticals, Inc. 
 MA
  SEC # 1624658

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289  SEC Filings
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  from  11/13/14  to  6/12/23  (9 Months Ago)

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Most-Recent Filing:    ‘SEC ACTION’ — SEC Staff Action — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Allena Pharmaceuticals, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  174 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
11/14/22 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
9/7/22 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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77

8-K Items: 
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7/12/22 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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12
9/2/22 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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7
9/2/22 OLD"Bankruptcy or Receivership — Item 1.03  OLD 1
7/8/22 OLD
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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19
7/6/18 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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1
10/1/20 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
12/4/19 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD 1
9/7/22 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 5
7/12/22 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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3
7/12/22 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
9/2/22 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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11
7/12/22 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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4
8/4/22 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 5
3/5/21 OLD"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD 2
11/30/20 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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9
8/11/22 OLD
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  Events: 
Other Events — Item 8.01  OLD 32
8/11/22 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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61

8/15/22 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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17
7/13/22 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 11
7/11/22 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 13
6/23/22 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 3
5/24/22 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 5
5/17/22 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3
5/13/22 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
4/29/22 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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8
11/12/21 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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7
5/13/21 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 4
5/6/21 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 3
3/11/21 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 6
12/2/20 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 5
11/2/17 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
11/1/17 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
11/1/17 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
10/30/17 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
9/28/17 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 3
9/25/17 OLDDRSLTRComment:  Comment-Response or Draft-Registration-Statement Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
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1

Letters: 
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6/12/23ORDERSEC Staff Action – SEC Order — All Correspondence with the SEC1

General Exhibits: 
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8/15/22 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 21
8/15/22 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 8
7/12/22 OLDEX-10Material Contracts  OLD 38
7/11/22 OLDEX-5Opinions of Counsel re: Legality  OLD 23
6/23/22 OLDEX-23Consents of Experts and Counsel  OLD 17
6/23/22 OLDEX-FILING FEESFiling Fees  OLD 1
5/4/22 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 19
10/6/17 OLDEX-21Subsidiaries Lists  OLD 2

Additional Exhibits: 
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7/12/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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57

Financials: 
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9/7/22 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,027
9/7/22 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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44
9/7/22 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 197
9/7/22 OLDJSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD 29
9/7/22 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
44
8/15/22 OLDEX-31Certifications — §302 – SOA’02  OLD 50
8/15/22 OLDEX-32Certifications — §906 – SOA’02  OLD 20

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8/11/22 OLDGRAPHICPhotos, Images and Graphs  OLD 499


Forms
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, Documents
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& Exhibits
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 in  120 Filings
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 Filed re:  Issuer / Subject Company


        
List all Money Managers that own this Security Issuer:  CUSIP 018119
 

        
Latest Filing  Type    Category    Description        Documents
     
2/14/23 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 36
9/14/22 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
2/2/22 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 53
4/8/21 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 19
12/2/20 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 5

Letters: 
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11/19/21 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC6
11/19/21 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 5

General Exhibits: 
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4/8/21 OLDEX-24Powers of Attorney  OLD 17
2/11/20 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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9/14/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 9

Graphics: 
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12/2/20 OLDGRAPHICPhotos, Images and Graphs  OLD 5


        

Filings History

Year    # of Filings
In descending order
2023 2
2022 38
2021 58
2020 59
2019 39
2018 47
2017 44
2015 1
2014 1

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