SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Aqua Metals, Inc. 
 NV
  SEC # 1621832

    Click to view...      Registrant      About    
  Filings  
    Files      Relationships      Names      Topics      Web       

592  SEC Filings
Filing emoji
  from  10/8/14  to  4/15/24  (4 Days Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘DEF 14A’ — Definitive Proxy Statement — Schedule 14A — for 5/23/24 — Filed as:  Filer / Offerer 
 
New-Filing E-Mail:    
 Send me
E-Mail emoji
notifications of all
New! emoji
Filings
involving  Aqua Metals, Inc. 

Find Words in Filings emoji
 
  in    Show  and   Hints


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  259 Filings
Filing emoji
 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/15/24 New Document this Past Month!DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  New Document this Past Month! 9
4/10/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
 — Financial Reports
Report emoji
115

8-K Items: 
Item emoji
7/21/23
Keycap - 1 emoji
  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
Exhibit emoji
23
9/24/21 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
Exhibit emoji
1
4/26/23
Keycap - 2 emoji
  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.012
3/27/24 New Document this Past Month!"Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
Report emoji
28
2/6/23 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
Exhibit emoji
4
4/26/23"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04 — ‘EX-10’
Exhibit emoji
1
11/24/23
Keycap - 3 emoji
  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.018
2/13/17 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
Exhibit emoji
2
9/29/23
Keycap - 4 emoji
  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01 — ‘EX-16’
Exhibit emoji
2
4/10/24 New Document this Past Month!
Keycap - 5 emoji
  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  New Document this Past Month!  — List of Directors & Officers
Directors & Officers emoji
31
1/21/22 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
Exhibit emoji
2
6/21/23"Submission of Matters to a Vote of Security Holders — Item 5.079
1/21/22 OLD
Keycap - 7 emoji
  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
Exhibit emoji
10
7/21/23
Keycap - 8 emoji
  Events: 
Other Events — Item 8.0121
3/27/24 New Document this Past Month!
Keycap - 9 emoji
  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
Report emoji
61

4/4/24 New Document this Past Month!PRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  New Document this Past Month! 6
3/28/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
Report emoji
9
11/8/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
Report emoji
26
7/21/23424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events16
5/19/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A17
4/10/23 OLDARSUpdate:  Annual Report to Security Holders  OLD 1
12/19/22 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 7
10/20/22 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 6
10/17/22 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
Correspondence emoji
16
10/7/22 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 8
9/1/22 OLDPOS EXRegistration:  Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD 1
5/10/19 OLDS-3MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD 1
5/7/18 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
4/17/18 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
4/13/18 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
5/19/17 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
8/17/16 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
5/26/16 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3
5/17/16 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
7/31/15 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
7/30/15 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
7/29/15 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 5
7/24/15 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
7/6/15 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2
5/12/15 OLDDRSRegistration:  Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD 1

General Exhibits: 
Exhibit emoji
3/28/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 28
3/28/24 New Exhibit this Past Month!EX-4Instruments, Including Indentures, Defining the Rights of Security Holders  New Exhibit this Past Month! 32
3/28/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 68
3/28/24 New Exhibit this Past Month!EX-21Subsidiaries Lists  New Exhibit this Past Month! 6
7/21/23EX-5Opinions of Counsel re: Legality25
7/19/23EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)9
12/19/22 OLDEX-FILING FEESFiling Fees  OLD 3
7/21/22 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 9

Additional Exhibits: 
Exhibit emoji
3/28/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
78

Financials: 
Financials emoji
Financials emoji
Financials emoji
4/10/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
Report emoji
2,038
4/10/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
Excel Workbook emoji
80
4/10/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 374
4/10/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 62
4/10/24 New Folder this Past Month!ZIPXBRL Zipped Folders
Zipped Folder emoji
  (Folders of XBRL Files)  New Folder this Past Month! 
79
3/28/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 70
3/28/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 35
9/29/23EX-16Letters re: Changes in Accountants2

Graphics: 
JPEG emoji
GIF emoji
PNG emoji
4/15/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 402


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  335 Filings
Filing emoji
 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 03837J
 

        
Latest Filing  Type    Category    Description        Documents
     
2/12/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G18
1/3/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4244
9/25/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 325
7/6/23144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 1443
1/15/21 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 22
5/2/18 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 8
4/24/18 OLDDEFC14AProxy:  Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
4/20/18 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Material – Contested Solicitation or Other Situation — Schedule 14A  OLD 1
4/20/18 OLDCORRESPComment:  Comment-Response or Other Letter to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
Correspondence emoji
1
4/11/18 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
7/6/15 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2

Letters: 
Correspondence emoji
10/14/22 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC9
10/14/22 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 4

General Exhibits: 
Exhibit emoji
11/20/23EX-24Powers of Attorney162
5/31/16 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
Exhibit emoji
1/25/21 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 8

Graphics: 
JPEG emoji
GIF emoji
PNG emoji
10/1/20 OLDGRAPHICPhotos, Images and Graphs  OLD 202


        

Filings History

Year    # of Filings
In descending order
2024 10
2023 62
2022 54
2021 47
2020 65
2019 92
2018 101
2017 71
2016 48
2015 39
2014 3

Top

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., Apr. 19, 8:30:08.5am ET