| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/18/24 |  | | 4 | | Ownership: | | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 | 95 |
| 4/17/24 | | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G | 401 |
| 4/16/24 | | | 6-K | | Update: | | Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K — Press Releases & Conference Calls — Financial Reports | 368 |
| 4/2/24 | | | IRANNOTICE | | Update: | | Notices of Iran/Syria Disclosures in Quarterly and Annual Reports | 10 |
| 3/28/24 | | | 20-F | | Update: | | Annual and Annual-Transition Reports by Foreign Non-Canadian Issuers — Form 20-F — Financial Reports | 10 |
| 2/9/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 39 |
| 1/18/24 | | | 3 | | Ownership: | | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 | 50 |
| 6/28/23 | | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K | 19 |
| 6/28/23 | | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 | 10 |
| 6/16/23 | | | EFFECT | | SEC: | | SEC Notices of Effectiveness | 3 |
| 6/15/23 | | | 424B2 | | Registration: | | Prospectus – Primary Offering or Shelf Securities | 1 |
| 6/14/23 | | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] — All Correspondence with the SEC | 9 |
| 6/14/23 | | | F-3 | | Registration: | | Registration Statements by Certain Foreign Issuers – Securities for Transactions — Form F-3 | 3 |
| 6/9/23 | | | 424B3 | | Registration: | | Prospectuses – New Facts or Events | 2 |
| 6/9/23 | | | F-4 | | Registration: | | Registration Statements by Certain Foreign Issuers – Securities for Mergers — Form F-4 — Financial Reports | 7 |
| 6/6/23 | | | F-N | | Registration: | | Appointments of U.S. Agents for Service of Process by Foreign Banks and Insurance Companies — Form F-N | 6 |
| 6/29/16 | OLD | | NT 11-K | | Update: | | Notices of Late Filings of Form 11-K Annual Reports — Form 12b-25 OLD | 2 |
| 9/2/15 | OLD | | SC 13D | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D OLD | 3 |
| 12/16/14 | OLD | | SC TO-T | | Ownership: | | Tender-Offer Statements by Third Parties — Schedule TO OLD | 16 |
| 12/16/14 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 47 |
| 11/26/14 | OLD | | 8-K12B | | Registration: | | Notice of Securities Deemed to be Registered by a Successor Issuer — Form 8-K OLD | 1 |
| 9/18/14 | OLD | | DRS | | Registration: | | Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS OLD | 3 |
| 7/28/14 | OLD | | DRSLTR | | Comment: | | Comment-Response or Draft-Registration-Statement Letter to the SEC [ a.k.a. CORRESP ] OLD — All Correspondence with the SEC | 1 |
| | |
| | Form-Specific Documents: |
| 2/9/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 39 |
| | |
| | General Exhibits: |
| 3/28/24 | | | EX-13 | | Annual and Quarterly Reports to Security Holders | 10 |
| 3/28/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 3/28/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 48 |
| 3/28/24 | | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions | 6 |
| 3/28/24 | | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) | 27 |
| 6/28/23 | | | EX-23 | | Consents of Experts and Counsel | 61 |
| 6/28/23 | | | EX-FILING FEES | | Filing Fees | 3 |
| 6/28/23 | | | EX-5 | | Opinions of Counsel re: Legality | 17 |
| 6/28/23 | | | EX-24 | | Powers of Attorney | 13 |
| 6/9/23 | | | EX-10 | | Material Contract | 1 |
| 6/6/23 | | | EX-25 | | Statement of Eligibility to Act as a Trustee | 1 |
| 4/26/23 | | | EX-3 | | Articles of Incorporation/Organization and Bylaws | 8 |
| 4/26/23 | | | EX-21 | | Subsidiaries List | 1 |
| 9/29/14 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 8 |
| | |
| | Additional Exhibits: |
| 3/28/24 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 14 |
| | |
| | Financials: |
| 3/28/24 | | | EX-15 | | Letters re: Unaudited Interim Financial Info | 19 |
| 3/28/24 | | | EX-12 | | Statements re: Computations of Ratios | 10 |
| 3/28/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 2,769 |
| 3/28/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 15 |
| 3/28/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 82 |
| 3/28/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 8 |
| 3/28/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 15 |
| 3/9/18 | OLD | | EX-7 | | Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews OLD | 4 |
| | |
| | Graphics: |
| 4/16/24 | | | GRAPHIC | | Photos, Images and Graphs | 6,622 |
