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Aurinia Pharmaceuticals Inc. 
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  SEC # 1600620

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492  SEC Filings
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  from  2/28/14  to  3/20/24  (Last Week)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13D/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D — Filed re:  Issuer / Subject Company — Filed by:  ILJIN SNT Co., Ltd. 
 
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notifications of all
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Filings
involving  Aurinia Pharmaceuticals Inc. 

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Forms
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, Documents
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& Exhibits
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 in  314 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/29/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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38

8-K Items: 
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9/21/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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2
2/15/24
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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14
2/15/24"Cost Associated with Exit or Disposal Activities — Item 2.051
2/29/24 New Document this Past Month!
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  New Document this Past Month!  — List of Directors & Officers
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9
4/27/21 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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1
5/17/23"Submission of Matters to a Vote of Security Holders — Item 5.074
9/21/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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7
2/15/24
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  Events: 
Other Events — Item 8.017
2/15/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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19

2/15/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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5
11/2/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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9
5/26/23S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-87
5/8/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A4
4/18/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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3
11/19/21 OLDS-3ASRRegistration:  Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD 1
4/27/21 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
12/30/20 OLD6-KUpdate:  Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K  OLD  — Press Releases
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& Conference Calls
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205
7/23/20 OLDSUPPLRegistration:  Supplemental Materials by Foreign Issuers  OLD 16
6/22/20 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
6/17/20 OLDF-10Registration:  Registration Statements by Certain Canadian Issuers — Form F-10  OLD 6
5/29/20 OLDF-XRegistration:  Appointments of U.S. Agents for Service of Process by Foreign Non-Financial Entities — Form F-X  OLD 4
3/5/20 OLD40-FUpdate:  Annual Reports by Canadian Issuers — Form 40-F  OLD  — Financial Reports
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7
3/14/17 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
8/29/14 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
6/18/14 OLD40FR12BRegistration:  Registration Statements by Certain Canadian Issuers — Form 40-F  OLD 2
2/28/14 OLDDRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1

General Exhibits: 
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2/15/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
2/15/24EX-23Consents of Experts and Counsel12
2/15/24EX-21Subsidiaries Lists4
9/21/23EX-10Material Contracts28
5/26/23EX-FILING FEESFiling Fees1
5/26/23EX-5Opinions of Counsel re: Legality15
11/19/21 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 9
11/19/21 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1
4/27/21 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 2

Additional Exhibits: 
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2/15/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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472

Financials: 
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2/29/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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1,286
2/29/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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56
2/29/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 214
2/29/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 53
2/29/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
56
2/15/24EX-31Certifications — §302 – SOA’0227
2/15/24EX-32Certifications — §906 – SOA’0225

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2/15/24GRAPHICPhotos, Images and Graphs455


Forms
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, Documents
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& Exhibits
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 in  183 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 05156V
 

        
Latest Filing  Type    Category    Description        Documents
     
3/20/24 New Document this Past Month!SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  New Document this Past Month! 24
3/7/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 98
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G27
9/22/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 322
7/6/23PX14A6GProxy:  Notices of Exempt Non-Management Proxy Solicitations7
5/29/20 OLDF-XRegistration:  Appointments of U.S. Agents for Service of Process by Foreign Non-Financial Entities — Form F-X  OLD 4
3/14/17 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1

General Exhibits: 
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1/4/21 OLDEX-24Powers of Attorney  OLD 16

Additional Exhibits: 
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3/20/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month! 17

Graphics: 
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5/10/23GRAPHICPhotos, Images and Graphs59


        

Filings History

Year    # of Filings
In descending order
2024 22
2023 55
2022 45
2021 87
2020 50
2019 47
2018 26
2017 54
2016 63
2015 31
2014 12

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