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Virtu Financial, Inc. 
 NY
  SEC # 1592386

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599  SEC Filings
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  from  12/24/13  to  3/12/24  (5 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Virtu Financial, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  236 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/12/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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126

8-K Items: 
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1/13/22 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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18
1/13/22 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
7/20/17 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
1/25/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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40
1/13/22 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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12
3/24/20 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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4
6/5/18 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
4/21/23
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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26
6/14/23"Submission of Matters to a Vote of Security Holders — Item 5.078
3/12/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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21
9/12/23
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  Events: 
Other Events — Item 8.0127
4/21/23
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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92

2/16/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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10
11/2/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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28
5/1/23ARSUpdate:  Annual Report to Security Holders1
4/27/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A9
4/27/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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8
4/17/23 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD  — Financial Reports
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1
8/2/22 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 5
4/30/21 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 2
11/6/20 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
12/20/19 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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21
5/16/19 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 2
5/15/19 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2
5/11/18 OLD424B7Registration:  Prospectuses – Selling Security Holders – Info Previously Omitted  OLD 2
6/29/17 OLDDEF 14CProxy:  Definitive Proxy Info Statement — Schedule 14C  OLD 1
5/31/17 OLDPRE 14CProxy:  Preliminary Proxy Info Statement — Schedule 14C  OLD 1
9/21/16 OLD424B2Registration:  Prospectus – Primary Offering or Shelf Securities  OLD 1
9/19/16 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
9/14/16 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 2
11/13/15 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2
11/12/15 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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7
4/17/15 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
4/16/15 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
2/12/14 OLDDRSLTRComment:  Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
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2
2/12/14 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 2

General Exhibits: 
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2/16/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
2/16/24EX-23Consents of Experts and Counsel46
2/16/24EX-21Subsidiaries Lists13
7/28/23EX-3Articles of Incorporation/Organization and Bylaws7
4/28/23EX-10Material Contracts163
8/2/22 OLDEX-FILING FEESFiling Fees  OLD 1
8/2/22 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 12
8/2/22 OLDEX-5Opinions of Counsel re: Legality  OLD 14
4/30/21 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 3
5/17/19 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 8
11/8/18 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 12
11/6/15 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 3

Additional Exhibits: 
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3/12/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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99

Financials: 
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3/12/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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3,883
3/12/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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94
3/12/24EX-101.*XBRL Data  (XBRL Files)376
3/12/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)76
3/12/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
94
2/16/24EX-31Certifications — §302 – SOA’0274
2/16/24EX-32Certifications — §906 – SOA’0274
6/5/18 OLDEX-16Letter re: a Change in Accountant  OLD 1
5/15/18 OLDEX-12Statements re: Computations of Ratios  OLD 3

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3/12/24GRAPHICPhotos, Images and Graphs563


Forms
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, Documents
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& Exhibits
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 in  365 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 928254
 

        
Latest Filing  Type    Category    Description        Documents
     
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G37
2/7/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4267
5/1/23144Ownership:  Notice of a Proposed Sale of Securities by an Insider — Form 1441
2/14/22 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1
12/20/21 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 14
12/1/21 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 31
5/15/19 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2

Letters: 
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1/10/20 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC12
1/10/20 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 2

General Exhibits: 
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11/29/21 OLDEX-24Powers of Attorney  OLD 28
2/4/16 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
2/4/16 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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2/8/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 31

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11/13/15 OLDGRAPHICPhoto, Image or Graph  OLD 1


        

Filings History

Year    # of Filings
In descending order
2024 16
2023 50
2022 60
2021 58
2020 70
2019 71
2018 62
2017 74
2016 55
2015 69
2014 12
2013 2

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