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Focus Universal Inc. 
 CA
  SEC # 1590418

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189  SEC Filings
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  from  12/24/13  to  3/22/24  (6 Days Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — for 3/20/24 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Focus Universal Inc. 

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Forms
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, Documents
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& Exhibits
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 in  151 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/22/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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43

8-K Items: 
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2/27/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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15
3/29/21 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
5/28/19 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
3/22/24 New Document this Past Month!
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  New Document this Past Month! 2
7/17/18 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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2
1/16/24
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01 — ‘EX-16’
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5
10/26/15 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 2
6/2/23"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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9
12/14/15 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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1
6/9/23"Submission of Matters to a Vote of Security Holders — Item 5.072
4/6/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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13
4/6/23
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  Events: 
Other Events — Item 8.016
2/27/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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31

11/17/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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30
11/14/23NT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-255
6/8/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A2
3/31/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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10
3/1/23 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 2
11/17/21 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 4
11/15/21 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 4
11/12/21 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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13
10/4/21 OLDRWRegistration:  Registration Withdrawal Requests  OLD 3
9/3/21 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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21
9/1/21 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
8/30/21 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
8/30/21 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
7/22/21 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 5
12/28/18 OLDDEF 14CProxy:  Definitive Proxy Info Statement — Schedule 14C  OLD 1
9/13/18 OLDDEL AMRegistration:  Registration Effectiveness-Delaying Amendment  OLD 1
7/23/18 OLDDRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
6/23/16 OLD10-KTUpdate:  Annual-Transition Reports — Form 10-K  OLD  — Financial Reports
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2
6/29/15 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
1/8/15 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1
7/15/14 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1

General Exhibits: 
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2/27/24EX-10Material Contracts34
12/9/22 OLDEX-5Opinions of Counsel re: Legality  OLD 18
11/15/21 OLDEX-23Consents of Experts and Counsel  OLD 21
10/14/21 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 3
9/2/21 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
10/22/19 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 4
1/7/16 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2

Additional Exhibits: 
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7/14/23EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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32

Financials: 
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3/22/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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2,279
3/22/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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76
3/22/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 361
3/22/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 32
3/22/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
72
1/16/24EX-16Letters re: Changes in Accountants4
11/17/23EX-31Certifications — §302 – SOA’0282
11/17/23EX-32Certifications — §906 – SOA’0282

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2/27/24GRAPHICPhotos, Images and Graphs517


Forms
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, Documents
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& Exhibits
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 in  44 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 34417J
 

        
Latest Filing  Type    Category    Description        Documents
     
9/12/22 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 6
4/4/22 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 13
7/22/21 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 5
9/13/19 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 8
1/8/15 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1

Letters: 
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4/30/21 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC11
4/30/21 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 2

General Exhibits: 
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9/12/22 OLDEX-24Power of Attorney  OLD 1

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9/12/22 OLDGRAPHICPhotos, Images and Graphs  OLD 97


        

Filings History

Year    # of Filings
In descending order
2024 4
2023 16
2022 22
2021 36
2020 11
2019 24
2018 35
2017 10
2016 9
2015 11
2014 10
2013 1

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