Smart & Final Stores, Inc. 

CA

  SEC # 1563407

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335  SEC Filings   from  11/30/12  to  7/1/19  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘15-12B’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Smart & Final Stores, Inc.

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Forms , Documents & Exhibits  in  110 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
7/1/19	OLD		15-12B		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
6/20/19	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	2
6/20/19	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	48
					8-K Items:
4/18/19	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	6
6/20/19	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	1
5/1/19	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD	19
6/20/19	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	1
6/20/19	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	1
6/20/19	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
6/20/19	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	16
6/20/19	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	1
5/23/19	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	5
4/13/15	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	2
6/20/19	OLD		Events:			•	Other Events — Item 8.01  OLD	7
6/20/19	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	29
6/18/19	OLD		SC 14D9		Ownership:		Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD	5
5/2/19	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	14
4/16/19	OLD		SC14D9C		Ownership:		Tender-Offer Communication by an Issuer re: a Third-Party Offer — Schedule 14D-9C  OLD	1
3/29/19	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	5
3/29/19	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	5
3/15/19	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	5
7/27/17	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	2
4/22/16	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	6
4/15/16	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD	1
4/15/15	OLD		424B1		Registration:		Prospectus – Info Previously Omitted  OLD	1
4/15/15	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	2
4/13/15	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	8
9/25/14	OLD		CERTNYS		Trading:		Certification by the NYSE Approving a Listing — Form CERT  OLD	1
9/24/14	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
9/16/14	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
11/30/12	OLD		D		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
					General Exhibits:
6/20/19	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			6
4/18/19	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
3/15/19	OLD		EX-23		Consents of Experts and Counsel  OLD			15
3/15/19	OLD		EX-21		Subsidiaries Lists  OLD			6
7/26/18	OLD		EX-10		Material Contracts  OLD			51
7/27/17	OLD		EX-5		Opinions of Counsel re: Legality  OLD			6
4/16/15	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			4
9/11/14	OLD		EX-4		Instrument Defining the Rights of Security Holders  OLD			1
					Additional Exhibits:
6/20/19	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			33
					Financials:
5/2/19	OLD		EX-31		Certifications — §302 – SOA’02  OLD			38
5/2/19	OLD		EX-32		Certifications — §906 – SOA’02  OLD			19
5/2/19	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			1,315
5/2/19	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			24
5/2/19	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			120
5/2/19	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			20
					Graphics:
5/31/19	OLD		GRAPHIC		Photos, Images and Graphs  OLD			191

Forms , Documents & Exhibits  in  231 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
6/20/19	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	174
6/20/19	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	16
6/20/19	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
6/18/19	OLD		SC 14D9		Ownership:		Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD	5
6/18/19	OLD		SC TO-T		Ownership:		Tender-Offer Statements by Third Parties — Schedule TO  OLD	4
4/16/19	OLD		SC14D9C		Ownership:		Tender-Offer Communication by an Issuer re: a Third-Party Offer — Schedule 14D-9C  OLD	1
4/16/19	OLD		SC TO-C		Ownership:		Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD	1
4/11/17	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	25
					Letters:
5/9/16	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			4
					General Exhibits:
4/11/17	OLD		EX-24		Powers of Attorney  OLD			37
					Additional Exhibits:
6/20/19	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			33
					Graphics:
5/31/19	OLD		GRAPHIC		Photos, Images and Graphs  OLD			52

        

Filings History

Year		# of Filings
2019		61
2018		52
2017		75
2016		56
2015		36
2014		54
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2012		1