ExOne Co. 

PA

  SEC # 1561627

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461  SEC Filings   from  11/13/12  to  2/14/22  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Nikko Asset Management Americas, Inc.
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Forms , Documents & Exhibits  in  218 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
11/23/21	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	7
11/22/21	OLD		15-12B		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
11/16/21	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	3
11/12/21	OLD		POSASR		Registration:		Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD	1
11/12/21	OLD		S-8 POS		Registration:		Post-Effective Amendment of a Form S-8 Registration  OLD	1
11/12/21	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls  — Financial Reports	101
					8-K Items:
8/12/21	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	17
2/9/21	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	2
11/12/21	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	4
8/11/21	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	40
4/23/20	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	2
1/30/17	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ↓‘EX-2’	1
1/30/17	OLD		"			•	Material Impairments — Item 2.06  OLD  — ↓‘EX-2’	1
11/12/21	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	2
11/12/21	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	1
3/25/16	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	3
11/12/21	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
11/12/21	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	22
8/12/21	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	4
3/29/13	OLD		"			•	Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ↓‘EX-14’	1
11/10/21	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	10
3/29/13	OLD		"			•	Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD	1
8/12/21	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	18
11/3/21	OLD		Events:			•	Other Events — Item 8.01  OLD	17
11/12/21	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports	83
11/12/21	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	27
11/3/21	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	10
10/8/21	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
9/22/21	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	3
5/27/21	OLD		SD		Update:		Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD	8
4/1/21	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	9
3/16/21	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	3
3/11/21	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD	1
3/11/21	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	10
2/11/21	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	6
2/9/21	OLD		S-3MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD	1
4/20/18	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	4
3/15/18	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	2
3/14/16	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	2
5/11/15	OLD		NT 10-Q		Update:		Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD	1
5/4/15	OLD		424B3		Registration:		Prospectus – New Facts or Events  OLD	1
9/10/13	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	2
9/3/13	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	6
3/5/13	OLD		S-8		Registration:		Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD	1
2/7/13	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
2/6/13	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
2/4/13	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
1/28/13	OLD		424A		Registration:		Prospectus – Info Substantively Changed or Added  OLD	1
12/20/12	OLD		DRSLTR		Comment:		Comment-Response or Draft-Registration-Statement Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	1
12/20/12	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	2
					General Exhibits:
11/12/21	OLD		EX-10		Material Contracts  OLD			80
8/12/21	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			9
8/12/21	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			6
5/27/21	OLD		EX-1		Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)  OLD			8
3/11/21	OLD		EX-23		Consents of Experts and Counsel  OLD			27
3/11/21	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			5
3/11/21	OLD		EX-5		Opinions of Counsel re: Legality  OLD			12
3/11/21	OLD		EX-21		Subsidiaries Lists  OLD			13
8/18/16	OLD		EX-24		Power of Attorney  OLD			1
3/29/13	OLD		EX-14		Code of Ethics  OLD			1
					Additional Exhibits:
11/10/21	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			85
					Financials:
11/12/21	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			2,739
11/12/21	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			59
11/12/21	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			258
11/12/21	OLD		JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD			22
11/12/21	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			52
11/12/21	OLD		EX-31		Certifications — §302 – SOA’02  OLD			74
11/12/21	OLD		EX-32		Certifications — §906 – SOA’02  OLD			37
3/15/18	OLD		EX-12		Statements re: Computations of Ratios  OLD			3
3/25/16	OLD		EX-16		Letters re: Changes in Accountants  OLD			3
					Graphics:
11/10/21	OLD		GRAPHIC		Photos, Images and Graphs  OLD			667

Forms , Documents & Exhibits  in  247 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIPs 09789C and 302104

        

Latest Filing			Type		Category	Description		Documents
2/14/22	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	16
11/22/21	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	9
11/16/21	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	184
11/12/21	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
11/8/21	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	8
5/14/21	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	25
2/6/13	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
					Letters:
1/23/13	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			3
					General Exhibits:
8/12/21	OLD		EX-10		Material Contracts  OLD			2
8/12/21	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
5/14/21	OLD		EX-24		Powers of Attorney  OLD			44
					Additional Exhibits:
11/12/21	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			9
					Graphics:
8/12/21	OLD		GRAPHIC		Photos, Images and Graphs  OLD			76

        

Filings History

Year		# of Filings
2022		2
2021		84
2020		51
2019		38
2018		47
2017		34
2016		43
2015		33
2014		49
2013		76
2012		4