Tempest Therapeutics, Inc. 

CA

  SEC # 1544227

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891  SEC Filings   from  4/9/12  to  4/23/24  (Today)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘ARS’ — Annual Report to Security Holders — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Tempest Therapeutics, Inc.

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Forms , Documents & Exhibits  in  352 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/23/24			ARS		Update:		Annual Reports to Security Holders	4
4/23/24			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	18
4/23/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	11
3/19/24			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	18
3/19/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	14
3/19/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	133
					8-K Items:
10/11/23			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	20
2/1/18	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	1
6/28/21	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	2
3/19/24			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	36
12/29/22	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	3
1/28/21	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ↓‘EX-2’	6
9/8/23			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	3
5/2/22	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	6
10/11/23			"			•	Material Modifications to Rights of Security Holders — Item 3.03 — ↓‘EX-4’	4
7/1/21	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
6/28/21	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	2
9/7/23			"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	45
10/11/23			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	8
6/16/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	12
6/28/21	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	3
10/30/23			Events:			•	Other Events — Item 8.01	55
3/19/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	104
11/17/23			S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations	5
11/8/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	35
10/12/23			424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events	11
10/11/23			8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A	2
5/31/22	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	14
5/27/22	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	25
5/24/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	10
5/16/22	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	11
5/11/22	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	7
4/22/22	OLD		PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A  OLD	1
6/11/21	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	7
5/10/21	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports	6
11/5/18	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
11/5/18	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	8
3/15/18	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
3/5/14	OLD		424B2		Registration:		Prospectus – Primary Offering or Shelf Securities  OLD	1
8/30/13	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	3
5/15/13	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	3
4/29/13	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
7/5/12	OLD		10-12G		Registration:		Registration Statements — Form 10  OLD	4
					General Exhibits:
3/19/24			EX-23		Consents of Experts and Counsel			77
3/19/24			EX-FILING FEES		Filing Fees			5
3/19/24			EX-5		Opinions of Counsel re: Legality			44
3/19/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/19/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			30
3/19/24			EX-10		Material Contracts			201
10/11/23			EX-3		Articles of Incorporation/Organization and Bylaws			20
3/31/22	OLD		EX-21		Subsidiaries Lists  OLD			10
7/23/21	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			8
3/29/21	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			13
11/1/18	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			2
					Additional Exhibits:
3/19/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			136
					Financials:
3/19/24			EX-31		Certifications — §302 – SOA’02			98
3/19/24			EX-32		Certifications — §906 – SOA’02			73
3/19/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			2,303
3/19/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			87
3/19/24			EX-101.*		XBRL Data  (XBRL Files)			373
3/19/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			48
3/19/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			80
7/1/21	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
					Graphics:
4/23/24			GRAPHIC		Photos, Images and Graphs			973

Forms , Documents & Exhibits  in  546 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 87978U

        

Latest Filing			Type		Category	Description		Documents
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	78
2/8/24			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	33
1/5/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	350
11/2/23			144		Ownership:		Notice of a Proposed Sale of Securities by an Insider — Form 144	1
10/4/22	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	68
6/11/21	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	7
					Letters:
5/18/22	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			9
5/18/22	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			6
					General Exhibits:
1/5/24			EX-24		Powers of Attorney			63
3/29/21	OLD		EX-10		Material Contracts  OLD			8
3/29/21	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			6
8/9/18	OLD		EX-3		Articles of Incorporation/Organization or Bylaws  OLD			1
					Additional Exhibits:
5/9/22	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			23
					Graphics:
3/29/21	OLD		GRAPHIC		Photos, Images and Graphs  OLD			50

        

Filings History

Year		# of Filings
2024		14
2023		43
2022		60
2021		78
2020		37
2019		57
2018		118
2017		57
2016		101
2015		86
2014		90
2013		99
2012		51