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Empire State Realty Trust, Inc. 
 NY
  SEC # 1541401

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639  SEC Filings
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  from  2/13/12  to  4/24/24  (Yesterday)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Empire State Realty Trust, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  333 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/24/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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113

8-K Items: 
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4/11/24 New Document this Past Month!
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  New Document this Past Month!  — ‘EX-10’
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16
1/23/15 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
7/21/14 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD 1
4/24/24 New Document this Past Month!"Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
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44
4/11/24 New Document this Past Month!"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  New Document this Past Month!  — ‘EX-10’
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11
12/12/19 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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5
12/12/19 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
2/20/24
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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21
8/11/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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4
5/16/23"Submission of Matters to a Vote of Security Holders — Item 5.0710
4/24/24 New Document this Past Month!
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  New Document this Past Month!  — ‘EX-99’
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71
8/3/17 OLD
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  Events: 
Other Events — Item 8.01  OLD 8
4/24/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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89

3/28/24 New Document this Past Month!DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  New Document this Past Month! 12
3/28/24 New Document this Past Month!DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  New Document this Past Month!  — Financial Reports
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14
3/28/24 New Document this Past Month!ARSUpdate:  Annual Reports to Security Holders  New Document this Past Month! 4
2/28/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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13
11/8/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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33
7/31/23424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities4
7/31/23424B7Registration:  Prospectuses – Selling Security Holders – Info Previously Omitted5
7/31/23S-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-35
9/10/19 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
8/27/19 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
5/16/19 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 2
9/25/17 OLDNO ACTSEC:  SEC No-Action Letter re: a Shareholder Proposal  OLD 1
9/1/16 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
8/21/15 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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25
5/28/14 OLDSC TO-IOwnership:  Tender-Offer Statement by an Issuer — Schedule TO  OLD 1
10/3/13 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
10/2/13 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
10/1/13 OLDS-11Registration:  Registration Statements by Certain Real Estate Companies — Form S-11  OLD 10
9/30/13 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
6/17/13 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 85
5/16/13 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 4
12/21/12 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 7

General Exhibits: 
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4/11/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 130
2/28/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
2/28/24EX-23Consents of Experts and Counsel62
2/28/24EX-21Subsidiaries Lists14
8/11/23EX-3Articles of Incorporation/Organization and Bylaws12
7/31/23EX-FILING FEESFiling Fees3
7/31/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders10
7/31/23EX-5Opinions of Counsel re: Legality14
7/31/23EX-8Opinions of Counsel re: Tax Matters8
1/5/22 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3

Additional Exhibits: 
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4/24/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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173

Financials: 
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4/24/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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2,883
4/24/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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100
4/24/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 465
4/24/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 71
4/24/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
94
2/28/24EX-31Certifications — §302 – SOA’0292
2/28/24EX-32Certifications — §906 – SOA’0286
8/3/17 OLDEX-12Statements re: Computations of Ratios  OLD 2

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4/24/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 2,535


Forms
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, Documents
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& Exhibits
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 in  391 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 292104
 

        
Latest Filing  Type    Category    Description        Documents
     
3/15/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4185
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G74
7/14/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 323
1/10/23 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 9
6/17/13 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 85

Letters: 
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9/29/15 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC15

General Exhibits: 
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7/14/23EX-24Powers of Attorney61

Additional Exhibits: 
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2/2/23 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 7

Graphics: 
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4/5/13 OLDGRAPHICPhotos, Images and Graphs  OLD 150


        

Filings History

Year    # of Filings
In descending order
2024 23
2023 45
2022 33
2021 33
2020 50
2019 44
2018 42
2017 52
2016 51
2015 50
2014 47
2013 121
2012 48

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