SRAX, Inc. 

CA

  SEC # 1538217

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466  SEC Filings   from  1/25/12  to  4/3/24  (3 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘8-K’ — Current Report — Form 8-K — for 4/2/24 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  SRAX, Inc.

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Forms , Documents & Exhibits  in  341 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/3/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	157
					8-K Items:
4/3/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01    — ↓‘EX-10’	35
2/9/23	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	3
3/7/23	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	6
1/4/23	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	35
4/3/24			"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03    — ↓‘EX-10’	18
4/3/24			"			•	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04    — ↓‘EX-10’	5
3/8/23	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	5
4/3/24			"			•	Unregistered Sales of Equity Securities — Item 3.02	27
2/9/23	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	1
5/8/23			Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01 — ↓‘EX-16’	3
4/8/19	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	2
9/8/23			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	31
4/2/24			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03    — ↓‘EX-3’	8
1/4/23	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	9
7/17/23			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	51
5/8/23			Events:			•	Other Events — Item 8.01	34
4/3/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	122
10/31/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	38
12/1/22	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	8
10/12/22	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	13
8/22/22	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	18
5/17/22	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	4
3/31/22	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	2
1/13/22	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	15
1/10/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	27
1/10/22	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	20
5/27/21	OLD		SC 13D		Ownership:		Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD	1
5/27/21	OLD		3		Ownership:		Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD	1
4/30/21	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	2
2/23/21	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	5
8/18/20	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	13
10/16/19	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	10
11/29/17	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	3
10/13/16	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
10/12/16	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	2
7/26/16	OLD		DEF 14C		Proxy:		Definitive Proxy Info Statement — Schedule 14C  OLD	1
7/7/16	OLD		PRE 14C		Proxy:		Preliminary Proxy Info Statement — Schedule 14C  OLD	1
3/25/16	OLD		POS AM		Registration:		Post-Effective Amendment of a Registration Statement  OLD  — Financial Reports	1
9/4/15	OLD		S-8		Registration:		Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD	1
7/3/13	OLD		8-A12G		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
					Letters:
2/11/21	OLD		ORDER		SEC Staff Action – SEC Order  OLD  — All Correspondence with the SEC			1
					General Exhibits:
4/3/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			45
4/3/24			EX-10		Material Contracts			125
4/2/24			EX-3		Articles of Incorporation/Organization and Bylaws			12
3/7/23	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			3
10/12/22	OLD		EX-21		Subsidiaries Lists  OLD			4
1/10/22	OLD		EX-23		Consents of Experts and Counsel  OLD			41
1/10/22	OLD		EX-5		Opinions of Counsel re: Legality  OLD			31
					Additional Exhibits:
7/17/23			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			104
					Financials:
4/3/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			2,327
4/3/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			88
4/3/24			EX-101.*		XBRL Data  (XBRL Files)			387
4/3/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			35
4/3/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			80
10/31/23			EX-31		Certifications — §302 – SOA’02			99
10/31/23			EX-32		Certifications — §906 – SOA’02			49
7/17/23			EX-16		Letters re: Changes in Accountants			3
11/14/16	OLD		EX-18		Letter re: a Change in Accounting Principles or Practices  OLD			1
					Graphics:
7/17/23			GRAPHIC		Photos, Images and Graphs			649

Forms , Documents & Exhibits  in  125 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIPs 78472M and 784ESC

        

Latest Filing			Type		Category	Description		Documents
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	21
12/28/23			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	58
5/2/23			25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25	1
3/22/23	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	20
2/14/19	OLD		5		Ownership:		Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD	1
3/29/17	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	4
					Letters:
1/10/22	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			20
1/10/22	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			3
					Additional Exhibits:
2/13/24			EX-99		Miscellaneous Exhibits, such as Press Releases			9

        

Filings History

Year		# of Filings
2024		5
2023		20
2022		30
2021		30
2020		32
2019		43
2018		62
2017		73
2016		61
2015		38
2014		32
2013		23
2012		17