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Xenetic Biosciences, Inc. 
 MA
  SEC # 1534525

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419  SEC Filings
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  from  11/21/11  to  3/22/24  (7 Days Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Xenetic Biosciences, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  302 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/22/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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118

8-K Items: 
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7/7/22 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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24
10/15/21 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
4/27/22 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
3/22/24 New Document this Past Month!"Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
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21
11/16/15 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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1
2/12/13 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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1
12/2/22 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 6
10/12/22 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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15
5/12/23"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
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2
7/1/15 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
1/29/14 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD  — ‘EX-9’
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2
7/16/21 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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23
5/12/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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7
12/8/23"Submission of Matters to a Vote of Security Holders — Item 5.079
4/27/17 OLD"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD 1
2/12/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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20
6/2/23
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  Events: 
Other Events — Item 8.0134
3/22/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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78

3/21/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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26
11/13/23ARSUpdate:  Annual Report to Security Holders1
11/13/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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7
11/9/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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36
10/17/22 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 2
10/13/22 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 5
10/3/22 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 3
12/30/21 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4
11/19/21 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 4
10/25/21 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 8
10/20/21 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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32
10/20/21 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 5
7/22/19 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
7/22/19 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 3
7/12/19 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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20
6/18/19 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 9
5/22/19 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
5/20/19 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports
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3
3/20/19 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 3
11/3/17 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
5/2/17 OLDDEF 14CProxy:  Definitive Proxy Info Statement — Schedule 14C  OLD 1
3/22/17 OLDPRE 14CProxy:  Preliminary Proxy Info Statement — Schedule 14C  OLD 1
11/3/16 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
11/1/16 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
8/14/15 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 6
4/1/15 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 3

General Exhibits: 
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3/21/24 New Exhibit this Past Month!EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation  New Exhibit this Past Month! 1
3/21/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 42
3/21/24 New Exhibit this Past Month!EX-4Instruments, Including Indentures, Defining the Rights of Security Holders  New Exhibit this Past Month! 24
3/21/24 New Exhibit this Past Month!EX-21Subsidiaries Lists  New Exhibit this Past Month! 10
5/12/23EX-3Articles of Incorporation/Organization and Bylaws20
5/11/23EX-10Material Contracts131
12/30/21 OLDEX-5Opinions of Counsel re: Legality  OLD 18
11/19/21 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 5
7/15/19 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 11
4/30/15 OLDEX-14Code of Ethics  OLD 1
12/19/13 OLDEX-9Voting Trust Agreements  OLD 8

Additional Exhibits: 
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3/22/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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62

Financials: 
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3/22/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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2,995
3/22/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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98
3/22/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 475
3/22/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 40
3/22/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
91
3/21/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 124
3/21/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 55
7/1/15 OLDEX-16Letters re: Changes in Accountants  OLD 3

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3/22/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 513


Forms
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, Documents
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& Exhibits
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 in  126 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 984015
 

        
Latest Filing  Type    Category    Description        Documents
     
3/18/24 New Document this Past Month!SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  New Document this Past Month! 7
12/18/234Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 463
12/18/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 322
10/21/22 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 12
6/18/19 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 9

Letters: 
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10/19/21 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC13
10/19/21 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 8

General Exhibits: 
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9/18/23EX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions5
9/18/23EX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)1
9/30/19 OLDEX-24Powers of Attorney  OLD 15
6/13/19 OLDEX-10Material Contracts  OLD 7
3/7/19 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 2
3/7/19 OLDEX-5Opinion of Counsel re: Legality  OLD 1

Additional Exhibits: 
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3/18/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month! 9

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6/18/19 OLDGRAPHICPhotos, Images and Graphs  OLD 74


        

Filings History

Year    # of Filings
In descending order
2024 4
2023 28
2022 30
2021 39
2020 36
2019 91
2018 16
2017 50
2016 56
2015 20
2014 18
2013 16
2012 13
2011 2

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