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Alkaline Water Co. Inc. 
 AZ
  SEC # 1532390

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541  SEC Filings
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  from  10/27/11  to  3/21/24  (5 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘25-NSE’ — Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25 — Filed re:  Issuer / Subject Company — Filed by:  Nasdaq Stock Market LLC [ formerly The Nasdaq Stock Market LLC ] 
 
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notifications of all
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Filings
involving  Alkaline Water Co. Inc. 

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Forms
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, Documents
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& Exhibits
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 in  421 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
1/26/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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198

8-K Items: 
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10/20/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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27
2/5/20 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
6/14/13 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
2/28/23 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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30
3/4/22 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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6
11/28/23
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.0111
5/12/23"Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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78
4/5/23 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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5
5/1/19 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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4
6/14/13 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 2
1/26/24"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — ‘EX-17’
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 — List of Directors & Officers
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36
4/5/23 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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15
6/14/13 OLD"Change in Shell Company Status — Item 5.06  OLD 2
9/30/22 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 9
11/28/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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44
12/20/23
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  Events: 
Other Events — Item 8.0122
11/28/23
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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128

12/20/23DEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A2
12/20/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A5
11/15/23NT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-2512
11/6/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A8
9/22/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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36
9/12/23PRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A5
8/16/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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12
6/30/23NT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-257
1/18/23 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 18
1/12/23 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 23
1/12/23 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 16
1/6/23 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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26
12/28/22 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 14
12/28/22 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 6
5/5/22 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 6
2/5/20 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
1/6/20 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports
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2
11/22/19 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 9
12/10/18 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
12/4/18 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
11/22/17 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD  — Financial Reports
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2
2/8/16 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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12
4/30/14 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
10/25/13 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1

General Exhibits: 
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10/20/23EX-10Material Contracts100
8/16/23EX-23Consents of Experts and Counsel58
4/5/23 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 20
12/28/22 OLDEX-FILING FEESFiling Fees  OLD 6
12/28/22 OLDEX-5Opinions of Counsel re: Legality  OLD 33
12/28/22 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 12
7/14/22 OLDEX-14Code of Ethics  OLD 1
5/6/22 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 8
11/5/19 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
10/20/17 OLDEX-17Correspondence re: Departures of Directors  OLD 2

Additional Exhibits: 
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11/28/23EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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94

Financials: 
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1/26/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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2,734
1/26/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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138
1/26/24EX-101.*XBRL Data  (XBRL Files)671
1/26/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)73
1/26/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
124
9/22/23EX-31Certifications — §302 – SOA’0291
9/22/23EX-32Certifications — §906 – SOA’0289
5/1/19 OLDEX-16Letters re: Changes in Accountants  OLD 4

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10/20/23GRAPHICPhotos, Images and Graphs781


Forms
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, Documents
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& Exhibits
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 in  129 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 01643A
 

        
Latest Filing  Type    Category    Description        Documents
     
3/21/2425-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 251
5/18/234Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 471
3/21/23 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 12
5/5/21 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 15
11/22/19 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 9

Letters: 
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1/6/23 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC21
1/6/23 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 11

General Exhibits: 
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11/5/19 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
4/6/18 OLDEX-10Material Contracts  OLD 9

Additional Exhibits: 
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3/21/24EX-99Miscellaneous Exhibits, such as Press Releases6

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11/22/19 OLDGRAPHICPhotos, Images and Graphs  OLD 79


        

Filings History

Year    # of Filings
In descending order
2024 2
2023 47
2022 87
2021 74
2020 63
2019 59
2018 34
2017 31
2016 36
2015 25
2014 45
2013 26
2012 6
2011 6

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