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Carlyle Group Inc. 
 DC
  SEC # 1527166

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1,055  SEC Filings
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  from  9/6/11  to  3/27/24  (2 Days Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Carlyle Group Inc. 

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Forms
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, Documents
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& Exhibits
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 in  666 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/27/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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111

8-K Items: 
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5/2/22 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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11
2/6/24
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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48
5/2/22 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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8
8/17/15 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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1
1/2/20 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
3/11/22 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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3
1/2/20 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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3
3/27/24 New Document this Past Month!
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  New Document this Past Month!  — List of Directors & Officers
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26
6/1/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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4
6/1/23"Submission of Matters to a Vote of Security Holders — Item 5.07 — ‘EX-22’
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3
3/27/24 New Document this Past Month!
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  New Document this Past Month!  — ‘EX-99’
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19
8/1/22 OLD
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  Events: 
Other Events — Item 8.01  OLD 26
3/27/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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89

2/22/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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18
2/12/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4176
2/12/24SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D49
2/12/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G74
2/2/2413F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management
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60
11/7/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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37
6/16/23S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-813
4/26/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A5
4/12/23ARSUpdate:  Annual Report to Security Holders1
4/12/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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3
3/28/23 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD  — Financial Reports
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1
3/22/23 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 6
1/23/23 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 44
12/1/22 OLD40-6BRegistration:  Applications for Exemption Orders by Employees’ Investment Companies  OLD 3
8/1/22 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 4
6/7/21 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 7
6/4/21 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 3
5/18/21 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
5/18/21 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 4
5/4/21 OLDPOSASRRegistration:  Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD 1
1/13/20 OLD15-12BRegistration:  Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD 2
1/2/20 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 8
9/15/17 OLDCERTNASTrading:  Certifications by the Nasdaq Stock Market Approving Listings — Form CERT  OLD 2
5/19/17 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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17
6/3/15 OLD424B2Registration:  Prospectus – Primary Offering or Shelf Securities  OLD 1
11/17/14 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 4
10/29/14 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 4
3/5/14 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2
3/3/14 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
2/26/14 OLDIRANNOTICEUpdate:  Notices of Iran/Syria Disclosures in Quarterly and Annual Reports  OLD 3
6/7/13 OLD424B7Registration:  Prospectus – Selling Security Holders – Info Previously Omitted  OLD 1
4/26/13 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 9

Form-Specific Documents: 
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2/2/24INFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management
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54

General Exhibits: 
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2/22/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
2/22/24EX-23Consents of Experts and Counsel71
2/22/24EX-10Material Contracts105
2/22/24EX-22Published Reports re: Matters Submitted to Votes of Security Holders10
2/22/24EX-21Subsidiaries Lists13
2/12/24EX-24Powers of Attorney82
6/16/23EX-FILING FEESFiling Fees6
6/16/23EX-5Opinions of Counsel re: Legality42
6/1/23EX-3Articles of Incorporation/Organization and Bylaws10
2/13/23 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 32
7/27/22 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
7/27/22 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 15
5/4/21 OLDEX-25Statement of Eligibility to Act as a Trustee  OLD 1
9/13/17 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 10

Additional Exhibits: 
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3/27/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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251

Financials: 
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3/27/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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5,813
3/27/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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111
3/27/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 501
3/27/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 75
3/27/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
104
2/22/24EX-31Certifications — §302 – SOA’02164
2/22/24EX-32Certifications — §906 – SOA’02164
2/15/18 OLDEX-12Statements re: Computations of Ratios  OLD 2

Graphics: 
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3/27/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 1,579

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers


3 Related Managers who also Reported Holdings for this Manager

As Of
In descending order
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
2/9/2412/31/23  NA of 692  NA  
 CA
 
TCW Group Inc.
2/2/2412/31/23  20 of 20  $437,884  
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AlpInvest Partners B.V.
2/10/2312/31/22  19 of 19  $307  
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Abingworth LLP


Forms
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, Documents
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& Exhibits
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 in  392 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIPs 14316J and 14314C
 

        
Latest Filing  Type    Category    Description        Documents
     
3/5/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 274
3/5/24 New Document this Past Month!SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  New Document this Past Month! 15
2/15/24144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 1446
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G41
10/2/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 334
6/4/21 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 3
1/21/20 OLD25-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD 5

Letters: 
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6/15/17 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC14

General Exhibits: 
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10/2/23EX-24Powers of Attorney44
1/10/20 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 4
1/10/20 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 4
5/10/13 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 3

Additional Exhibits: 
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7/13/21 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 7


        

Filings History

Year    # of Filings
In descending order
2024 28
2023 102
2022 120
2021 151
2020 96
2019 58
2018 49
2017 55
2016 52
2015 91
2014 96
2013 83
2012 69
2011 5

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