SEC Info℠ | Home | Search | My Interests | Help | Sign In | Please Sign In | ||||||||||||||||||||
DC |
Click to view... | Registrant | About | Filings | Files | Relationships | Names | Topics | Web | ||||||||||||||||||||||||||||||
List All Filings | or | ||
---|---|---|---|
Most-Recent Filing: | ‘8-K’ — Current Report — Form 8-K — | ||
New-Filing E-Mail: |
As Of | | Quarter (Ended) | Holdings Form 13F | Assets (Millions) | Reporting Manager Manager with whom Investment Discretion is Shared | |||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
2/9/24 | 12/31/23 | NA | of | 692 | NA |
| TCW Group Inc. | |||||||
2/2/24 | 12/31/23 | 20 | of | 20 | $437,884 | AlpInvest Partners B.V. | ||||||||
2/10/23 | 12/31/22 | 19 | of | 19 | $307 | Abingworth LLP |
List all Money Managers that own this Security Issuer: CUSIPs 14316J and 14314C |
Latest Filing | Type | Category | Description | Documents | ||||||
---|---|---|---|---|---|---|---|---|---|---|
3/5/24 | 4 | Ownership: | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 | 274 | ||||||
3/5/24 | SC 13D | Ownership: | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D | 15 | ||||||
2/15/24 | 144 | Ownership: | Notices of Proposed Sales of Securities by Insiders — Form 144 | 6 | ||||||
2/13/24 | SC 13G | Ownership: | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G | 41 | ||||||
10/2/23 | 3 | Ownership: | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 | 34 | ||||||
6/4/21 | OLD | FWP | Registration: | Prospectuses – Free Writing OLD | 3 | |||||
1/21/20 | OLD | 25-NSE | Trading: | Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25 OLD | 5 | |||||
Letters: | ||||||||||
6/15/17 | OLD | LETTER | Comment and Other Letters from the SEC [ a.k.a. UPLOAD ] OLD — | 14 | ||||||
General Exhibits: | ||||||||||
10/2/23 | EX-24 | Powers of Attorney | 44 | |||||||
1/10/20 | OLD | EX-2 | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 4 | ||||||
1/10/20 | OLD | EX-1 | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 4 | ||||||
5/10/13 | OLD | EX-3 | Articles of Incorporation/Organization and Bylaws OLD | 3 | ||||||
Additional Exhibits: | ||||||||||
7/13/21 | OLD | EX-99 | Miscellaneous Exhibits, such as Press Releases OLD | 7 |
Year | # of Filings | |
---|---|---|
2024 | 28 | |
2023 | 102 | |
2022 | 120 | |
2021 | 151 | |
2020 | 96 | |
2019 | 58 | |
2018 | 49 | |
2017 | 55 | |
2016 | 52 | |
2015 | 91 | |
2014 | 96 | |
2013 | 83 | |
2012 | 69 | |
2011 | 5 |