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Lindblad Expeditions Holdings, Inc. 
 NY
  SEC # 1512499

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822  SEC Filings
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  from  2/15/11  to  4/22/24  (Yesterday)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 4/19/24 — Filed re:  Issuer / Subject Company — Filed by:  Schultz Alex P 
 
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notifications of all
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Filings
involving  Lindblad Expeditions Holdings, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  279 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/22/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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125

8-K Items: 
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4/12/24 New Document this Past Month!
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  New Document this Past Month!  — ‘EX-10’
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31
11/15/23"Termination of a Material Definitive Agreement — Item 1.02 — ‘EX-10’
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2
8/1/22 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
2/28/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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34
5/2/23"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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11
1/8/15 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
8/31/20 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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7
8/31/20 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
3/14/22 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
4/22/24 New Document this Past Month!
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  New Document this Past Month!  — List of Directors & Officers
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34
3/30/21 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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5
7/10/15 OLD"Change in Shell Company Status — Item 5.06  OLD 1
6/1/23"Submission of Matters to a Vote of Security Holders — Item 5.0712
4/17/23 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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23
4/17/23 OLD
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  Events: 
Other Events — Item 8.01  OLD 24
4/22/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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98

3/22/24EFFECTSEC:  SEC Notices of Effectiveness7
3/21/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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12
3/19/24CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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24
3/6/24S-3Registration:  Registration Statements – Securities for Transactions — Form S-35
11/2/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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36
4/18/23 OLDARSUpdate:  Annual Report to Security Holders  OLD 1
4/17/23 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 21
4/17/23 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD  — Financial Reports
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10
7/6/21 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 3
10/6/20 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 3
7/17/19 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
7/17/19 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 5
6/27/19 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 2
3/21/19 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 6
6/23/15 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
6/19/15 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 5
4/22/15 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
3/31/15 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
5/13/13 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
5/10/13 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
5/9/13 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
4/29/13 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
4/26/13 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 5
1/29/13 OLDDRSRegistration:  Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD 1

Letters: 
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6/27/19 OLDREDACTED EXHIBITSEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC2

General Exhibits: 
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4/12/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 101
3/21/24EX-23Consents of Experts and Counsel31
3/6/24EX-FILING FEESFiling Fees1
3/6/24EX-4Instruments, Including Indentures, Defining the Rights of Security Holders18
3/6/24EX-5Opinions of Counsel re: Legality12
3/6/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
3/6/24EX-19Report Furnished to Security Holders1
3/6/24EX-21Subsidiaries Lists10
3/30/21 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 11
6/14/19 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1
5/5/16 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 7
5/15/13 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
3/22/11 OLDEX-14Code of Ethics  OLD 1

Additional Exhibits: 
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3/18/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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92

Financials: 
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4/22/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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2,453
4/22/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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102
4/22/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 448
4/22/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 66
4/22/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
95
3/21/24EX-31Certifications — §302 – SOA’0294
3/21/24EX-32Certifications — §906 – SOA’0285
3/14/22 OLDEX-16Letter re: a Change in Accountant  OLD 1

Graphics: 
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3/6/24GRAPHICPhotos, Images and Graphs352


Forms
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, Documents
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& Exhibits
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 in  548 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 535219
 

        
Latest Filing  Type    Category    Description        Documents
     
4/22/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 408
4/5/24 New Document this Past Month!3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  New Document this Past Month! 31
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G60
11/22/23144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 1443
2/7/23 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 15
8/1/19 OLD25-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD 2
7/17/19 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 5

Letters: 
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3/18/24LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC24
3/18/24TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]11

General Exhibits: 
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3/9/22 OLDEX-24Powers of Attorney  OLD 21
7/9/15 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1
7/9/15 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2

Additional Exhibits: 
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2/13/24EX-99Miscellaneous Exhibits, such as Press Releases9


        

Filings History

Year    # of Filings
In descending order
2024 24
2023 79
2022 84
2021 88
2020 104
2019 89
2018 63
2017 70
2016 53
2015 101
2014 19
2013 43
2012 1
2011 4

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