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Avinger Inc. 
 CA
  SEC # 1506928

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684  SEC Filings
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  from  12/3/10  to  4/15/24  (4 Days Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘EFFECT’ — SEC Notice of Effectiveness — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Avinger Inc. 

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Forms
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, Documents
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& Exhibits
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 in  366 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/15/24 New Document this Past Month!EFFECTSEC:  SEC Notices of Effectiveness  New Document this Past Month! 15
4/12/24 New Document this Past Month!DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  New Document this Past Month! 16
4/12/24 New Document this Past Month!DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  New Document this Past Month! 12
4/3/24 New Document this Past Month!S-3Registration:  Registration Statements – Securities for Transactions — Form S-3  New Document this Past Month! 5
4/2/24 New Document this Past Month!PRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  New Document this Past Month! 6
3/20/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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12
3/20/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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155

8-K Items: 
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3/12/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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28
4/20/21 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
3/20/24 New Document this Past Month!
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
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42
3/8/24"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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8
11/27/23
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.0114
3/8/24"Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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14
3/8/24"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
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10
10/16/17 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
3/8/24
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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17
3/8/24"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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14
3/8/24"Submission of Matters to a Vote of Security Holders — Item 5.0715
10/5/23"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.084
8/4/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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11
12/12/23
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  Events: 
Other Events — Item 8.0149
3/20/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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108

1/10/24S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-88
10/26/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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27
9/22/23424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events22
6/20/23SDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD7
8/31/22 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 3
8/26/22 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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24
8/19/22 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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22
8/16/22 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 7
1/28/21 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 7
6/25/20 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 6
6/23/20 OLDS-1MEFRegistration:  Registration Statements to Add Securities to Prior Form S-1 Registrations  OLD 4
3/14/19 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
1/25/18 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
1/28/15 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
1/27/15 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
12/11/14 OLDDRSLTRComment:  Comment-Response or Draft-Registration-Statement Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
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1
12/11/14 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 2

General Exhibits: 
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4/3/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 58
4/3/24 New Exhibit this Past Month!EX-FILING FEESFiling Fees  New Exhibit this Past Month! 6
4/3/24 New Exhibit this Past Month!EX-5Opinions of Counsel re: Legality  New Exhibit this Past Month! 44
3/20/24 New Exhibit this Past Month!EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation  New Exhibit this Past Month! 1
3/12/24EX-10Material Contracts100
3/7/24EX-3Articles of Incorporation/Organization and Bylaws38
6/20/23EX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)25
8/8/22 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 20

Additional Exhibits: 
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3/20/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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82

Financials: 
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3/20/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 78
3/20/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 38
3/20/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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2,285
3/20/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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97
3/20/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 451
3/20/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 68
3/20/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
96
10/16/17 OLDEX-16Letter re: a Change in Accountant  OLD 1
3/7/16 OLDEX-12Statements re: Computations of Ratios  OLD 2

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4/12/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 645


Forms
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, Documents
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& Exhibits
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 in  325 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 053734
 

        
Latest Filing  Type    Category    Description        Documents
     
3/15/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G31
3/14/24SCH 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D1
3/14/243Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 318
1/22/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4253
1/28/21 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 7

Letters: 
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8/24/22 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC15
8/24/22 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 10

General Exhibits: 
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3/14/24EX-3Articles of Incorporation/Organization and Bylaws8
3/14/24EX-4Instrument Defining the Rights of Security Holders1
3/14/24EX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions8
3/14/24EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)8
3/14/24EX-24Powers of Attorney2

Additional Exhibits: 
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3/15/24EX-99Miscellaneous Exhibits, such as Press Releases2

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1/28/21 OLDGRAPHICPhotos, Images and Graphs  OLD 195


        

Filings History

Year    # of Filings
In descending order
2024 21
2023 51
2022 56
2021 35
2020 113
2019 125
2018 90
2017 63
2016 60
2015 58
2014 8
2013 1
2012 1
2011 1
2010 1

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