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X4 Pharmaceuticals, Inc. 
 MA
  SEC # 1501697

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630  SEC Filings
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  from  9/24/10  to  4/5/24  (2 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  X4 Pharmaceuticals, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  253 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/5/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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113

8-K Items: 
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8/3/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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21
1/14/22 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
5/4/23
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01 — ‘EX-2’
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2
3/21/24 New Document this Past Month!"Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
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26
8/3/23"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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10
2/8/19 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
11/14/23
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.011
5/16/23"Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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5
9/1/22 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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3
3/13/19 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 2
10/18/23"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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18
9/1/22 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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4
6/15/23"Submission of Matters to a Vote of Security Holders — Item 5.078
4/1/24 New Document this Past Month!
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  New Document this Past Month!  — ‘EX-99’
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30
4/5/24 New Document this Past Month!
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  Events: 
Other Events — Item 8.01  New Document this Past Month! 40
5/4/23
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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37

3/21/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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7
1/25/24S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-812
11/9/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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18
8/25/23EFFECTSEC:  SEC Notices of Effectiveness12
8/22/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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16
8/11/23S-3Registration:  Registration Statements – Securities for Transactions — Form S-311
6/20/23424B3Registration:  Prospectuses – New Facts or Events6
6/1/23DRegistration:  Notices of Exempt Offerings of Securities — Form D11
4/27/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A8
4/25/23ARSUpdate:  Annual Report to Security Holders1
4/25/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A7
12/8/22 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 9
8/1/22 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
11/26/19 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2
3/8/19 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 5
2/13/19 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports
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2
8/27/18 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 2
11/16/17 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
11/15/17 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
11/15/17 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 3
11/15/17 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
9/20/17 OLDDRSLTRComment:  Comment-Response or Draft-Registration-Statement Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
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1
9/20/17 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 2

General Exhibits: 
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3/21/24 New Exhibit this Past Month!EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation  New Exhibit this Past Month! 1
3/21/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 40
3/21/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 185
1/25/24EX-FILING FEESFiling Fees8
1/25/24EX-5Opinions of Counsel re: Legality29
5/16/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders41
12/9/22 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 5
9/1/22 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 13
3/17/22 OLDEX-21Subsidiaries Lists  OLD 5
3/8/19 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 6
2/13/19 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 2

Additional Exhibits: 
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3/21/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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83

Financials: 
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4/5/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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1,913
4/5/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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95
4/5/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 360
4/5/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 88
4/5/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
95
3/21/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 49
3/21/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 31

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3/21/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 685


Forms
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, Documents
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& Exhibits
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 in  384 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 98420X
 

        
Latest Filing  Type    Category    Description        Documents
     
3/11/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4217
3/11/24144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 14424
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G55
10/18/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 354
5/26/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D14
11/26/19 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2
3/8/19 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 5

Letters: 
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8/21/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC13
8/21/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]11

General Exhibits: 
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10/18/23EX-24Powers of Attorney54
3/19/19 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
3/8/19 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
3/1/19 OLDEX-10Material Contracts  OLD 7

Additional Exhibits: 
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2/14/24EX-99Miscellaneous Exhibits, such as Press Releases24

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10/18/23GRAPHICPhotos, Images and Graphs28


        

Filings History

Year    # of Filings
In descending order
2024 37
2023 103
2022 98
2021 80
2020 74
2019 97
2018 52
2017 82
2016 1
2015 2
2014 1
2013 1
2011 1
2010 1

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