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Golden Mountain Financial Corp. 
 LA
  SEC # 1496631

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253  SEC Filings
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  from  7/14/10  to  2/4/21  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘D’ — Notice of an Exempt Offering of Securities — Form D — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Golden Mountain Financial Corp. 

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Forms
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, Documents
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& Exhibits
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 in  117 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/4/21 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 7
1/12/21 OLD15-15DUpdate:  Notices of Suspensions of Duty to File Reports — Form 15  OLD 3
5/11/17 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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58

8-K Items: 
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1/6/17 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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7
5/11/17 OLD"Bankruptcy or Receivership — Item 1.03  OLD  — ‘EX-2’
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2
3/13/17 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
2/2/16 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 10
2/19/15 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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1
5/11/17 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
1/31/17 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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1
5/4/17 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 7
4/7/17 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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2
1/6/17 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
4/24/17 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
4/24/17 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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2/26/16 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
12/9/16 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 3
5/4/17 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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30
4/7/17 OLD
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  Events: 
Other Events — Item 8.01  OLD 3
5/4/17 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 47

11/17/16 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
11/10/16 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 2
10/20/16 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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11
10/19/16 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 3
8/25/16 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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4
3/16/16 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
12/2/15 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
12/1/15 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 4
11/20/15 OLDS-4 POSRegistration:  Post-Effective Amendment of an ‘S-4EF’ Registration — Form S-4  OLD 1
11/20/15 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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7
8/27/15 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
8/18/15 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 2
6/3/15 OLDARSUpdate:  Annual Reports to Security Holders  OLD 2
11/24/14 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
11/14/14 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 2
5/10/13 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
5/9/13 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
5/7/13 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
5/7/13 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 3
3/11/13 OLDDRSLTRComment:  Comment-Response or Draft-Registration-Statement Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC
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1
3/11/13 OLDDRSRegistration:  Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD 2

General Exhibits: 
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1/6/17 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 6
8/25/16 OLDEX-23Consents of Experts and Counsel  OLD 14
8/25/16 OLDEX-21Subsidiaries Lists  OLD 5
2/26/16 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 6
11/20/15 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 5
11/20/15 OLDEX-5Opinions of Counsel re: Legality  OLD 5
6/24/15 OLDEX-10Material Contracts  OLD 36
5/18/15 OLDEX-25Statement of Eligibility to Act as a Trustee  OLD 1
5/7/13 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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5/4/17 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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49

Financials: 
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10/20/16 OLDEX-31Certifications — §302 – SOA’02  OLD 30
10/20/16 OLDEX-32Certifications — §906 – SOA’02  OLD 28
10/20/16 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,171
10/20/16 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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21
10/20/16 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 84
10/20/16 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
14
9/2/16 OLDEX-16Letter re: a Change in Accountant  OLD 1
11/20/15 OLDEX-12Statements re: Computations of Ratios  OLD 5

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1/6/17 OLDGRAPHICPhotos, Images and Graphs  OLD 923


Forms
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, Documents
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& Exhibits
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 in  136 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/14/18 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 17
5/18/17 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
4/7/17 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 86
12/23/15 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 27

Letters: 
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6/1/15 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC5

General Exhibits: 
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11/9/15 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
5/9/13 OLDEX-24Powers of Attorney  OLD 16

Additional Exhibits: 
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2/14/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 6


        

Filings History

Year    # of Filings
In descending order
2021 4
2018 1
2017 25
2016 42
2015 80
2014 42
2013 52
2012 2
2011 3
2010 2

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