Ener-Core, Inc. 

CA

  SEC # 1495536

Click to view...

Registrant

About

Filings

Files

Relationships

Names

Topics

Web

334  SEC Filings   from  3/24/11  to  2/8/22  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Hudson Bay Capital Management LP
New-Filing E-Mail:			Send me notifications of all Filings involving  Ener-Core, Inc.

in

the most-recent Filings. all 334 Filings. an “Entity” Search.

Show

Documents with “hits” Documents searched

and

each “hit”. the 1st “hit”.

↓↑Hints

Forms , Documents & Exhibits  in  248 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
8/8/19	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	97
					8-K Items:
6/28/19	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	58
7/9/19	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	1
11/6/13	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	5
5/1/17	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	5
6/28/19	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	31
9/3/15	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	2
12/10/14	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	7
11/6/13	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	5
8/8/19	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	28
9/3/15	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	8
11/6/13	OLD		"			•	Change in Shell Company Status — Item 5.06  OLD	5
9/30/16	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	3
6/20/18	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	17
7/9/19	OLD		Events:			•	Other Events — Item 8.01  OLD	29
5/3/19	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	87
4/1/19	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	5
11/20/18	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	25
11/14/18	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	10
6/19/18	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	18
4/16/18	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	7
4/18/17	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	4
2/22/17	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	11
2/16/17	OLD		S-8		Registration:		Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD	1
2/16/17	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD  — Financial Reports	4
1/24/17	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	16
1/19/17	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	20
1/17/17	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	25
8/29/16	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	3
4/5/16	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
11/18/15	OLD		CERTNYS		Trading:		Certification by the NYSE Approving a Listing — Form CERT  OLD	1
11/17/15	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
6/26/15	OLD		PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A  OLD	1
3/16/15	OLD		8-A12G		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
					General Exhibits:
5/3/19	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			107
1/25/19	OLD		EX-10		Material Contracts  OLD			117
4/16/18	OLD		EX-23		Consents of Experts and Counsel  OLD			34
2/16/17	OLD		EX-5		Opinions of Counsel re: Legality  OLD			14
11/16/15	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
9/3/15	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			11
9/3/15	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
7/28/15	OLD		EX-21		Subsidiaries Lists  OLD			5
4/15/14	OLD		EX-14		Code of Ethics  OLD			1
					Additional Exhibits:
6/20/18	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			76
					Financials:
11/20/18	OLD		EX-31		Certifications — §302 – SOA’02  OLD			52
11/20/18	OLD		EX-32		Certifications — §906 – SOA’02  OLD			44
11/20/18	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			2,444
11/20/18	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			56
11/20/18	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			252
11/20/18	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			42
12/10/14	OLD		EX-16		Letters re: Changes in Accountants  OLD			4
					Graphics:
6/20/18	OLD		GRAPHIC		Photos, Images and Graphs  OLD			701

Forms , Documents & Exhibits  in  86 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
2/8/22	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	25
6/15/18	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	30
3/26/18	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	2
3/26/18	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	14
					Letters:
1/19/17	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			15
					Additional Exhibits:
3/26/18	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			4

        

Filings History

Year		# of Filings
2022		1
2021		2
2020		2
2019		15
2018		30
2017		53
2016		52
2015		66
2014		53
2013		41
2012		7
2011		12