OptiNose, Inc. 

PA

  SEC # 1494650

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493  SEC Filings   from  6/21/10  to  3/19/24  (5 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 3/18/24 — Filed re:  Issuer / Subject Company — Filed by:  Krick Anthony J
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Forms , Documents & Exhibits  in  213 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/15/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	104
					8-K Items:
3/14/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	16
7/1/22	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	4
10/22/20	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	1
3/7/24			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	29
2/23/24			"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’	8
10/7/20	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	2
6/13/23			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	18
10/18/17	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	1
6/13/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	6
3/15/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	12
3/15/24			Events:			•	Other Events — Item 8.01	58
3/15/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	76
3/7/24			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	8
3/7/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	7
11/9/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	19
8/18/23			EFFECT		SEC:		SEC Notices of Effectiveness	5
8/15/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	13
8/10/23			S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3	3
5/1/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	6
4/21/23	OLD		PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A  OLD	1
11/23/22	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	8
4/26/22	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	3
11/30/21	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	8
10/25/21	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	3
2/6/20	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	5
6/7/18	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	2
6/6/18	OLD		S-1MEF		Registration:		Registration Statements to Add Securities to Prior Form S-1 Registrations  OLD	2
6/4/18	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	5
5/24/18	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	4
10/12/17	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
10/10/17	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
8/31/17	OLD		DRSLTR		Comment:		Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	3
					Letters:
3/9/21	OLD		REDACTED EXHIBIT		SEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC			2
					General Exhibits:
3/8/24			EX-10		Material Contracts			93
3/7/24			EX-23		Consents of Experts and Counsel			25
3/7/24			EX-FILING FEES		Filing Fees			4
3/7/24			EX-5		Opinions of Counsel re: Legality			19
3/7/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/7/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			21
3/7/24			EX-21		Subsidiaries Lists			8
8/10/23			EX-3		Articles of Incorporation/Organization and Bylaws			12
11/23/22	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			7
9/18/17	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
					Additional Exhibits:
3/15/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			113
					Financials:
3/15/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			1,556
3/15/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			84
3/15/24			EX-101.*		XBRL Data  (XBRL Files)			337
3/15/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			75
3/15/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			84
3/7/24			EX-31		Certifications — §302 – SOA’02			52
3/7/24			EX-32		Certifications — §906 – SOA’02			52
9/18/17	OLD		EX-16		Letters re: Changes in Accountants  OLD			2
					Graphics:
3/15/24			GRAPHIC		Photos, Images and Graphs			1,132

Forms , Documents & Exhibits  in  280 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 68404V

        

Latest Filing			Type		Category	Description		Documents
3/19/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	197
2/22/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	37
8/18/23			144		Ownership:		Notice of a Proposed Sale of Securities by an Insider — Form 144	1
2/14/23	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	7
2/14/23	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	3
12/15/22	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	27
					Letters:
8/15/23			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			8
8/15/23			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			3
					General Exhibits:
12/15/22	OLD		EX-24		Powers of Attorney  OLD			21
11/23/22	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			2
					Additional Exhibits:
2/22/24			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases — EX-99.*  Form-Specific Exhibits...  Form N-6:  3 Board of Directors Resolutions			5

        

Filings History

Year		# of Filings
2024		22
2023		52
2022		74
2021		78
2020		75
2019		54
2018		67
2017		67
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2015		2
2014		1
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2010		1