SEC Info℠ | Home | Search | My Interests | Help | Sign In | Please Sign In | ||||||||||||||||||||
NY |
Click to view... | Registrant | About | Filings | Files | Relationships | Names | Topics | Web | ||||||||||||||||||||||||||||||
List All Filings | or | ||
---|---|---|---|
Most-Recent Filing: | ‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 9/30/22 — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
11/8/22 | OLD | 13F-NT | Ownership: | Quarterly Holdings Notices by Money Managers — Form 13F OLD — | 56 | |||||||
6/14/22 | OLD | APP ORDR | SEC: | Application for an SEC Exemption Order – ‘40-APP’ SEC Order OLD | 1 | |||||||
5/17/22 | OLD | APP NTC | SEC: | Application for an SEC Exemption Order – ‘40-APP’ SEC Notice OLD | 1 | |||||||
5/17/22 | OLD | 40-APP | Registration: | Applications for Exemption Orders and Other Relief by Investment Companies OLD | 10 | |||||||
1/21/21 | OLD | 4 | Ownership: | Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 OLD | 1 | |||||||
10/25/19 | OLD | 3 | Ownership: | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 OLD | 14 | |||||||
2/12/14 | OLD | SC 13G | Ownership: | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 95 | |||||||
Graphics: | ||||||||||||
5/19/17 | OLD | GRAPHIC | Photos, Images and Graphs OLD | 9 |
As Of | | Quarter (Ended) | Holdings Form 13F | Assets (Millions) | Reporting Manager Manager with whom Investment Discretion is Shared | |||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
11/8/22 | 9/30/22 | 151 | of | 3,229 | $70 | Allianz Asset Management GmbH | ||||||||
4/23/21 | 3/31/21 | NA | of | 7 | NA |
| Nationwide Fund Advisors | |||||||
8/5/20 | 6/30/20 | NA | of | 114 | NA |
| Transcend Capital Advisors, LLC [ formerly Transcend Wealth Collective, LLC ] |
Year | # of Filings | |
---|---|---|
2022 | 7 | |
2021 | 5 | |
2020 | 4 | |
2019 | 10 | |
2018 | 5 | |
2017 | 11 | |
2016 | 7 | |
2015 | 6 | |
2014 | 8 | |
2013 | 5 | |
2012 | 55 | |
2011 | 47 | |
2010 | 8 |