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Flexshares Trust 
 IL
  SEC # 1491978

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1,517  SEC Filings
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  from  5/14/10  to  4/4/24  (2 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘497K’ — Prospectus – Open-End Investment Company – Summary — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Flexshares Trust 

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Forms
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, Documents
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& Exhibits
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 in  1,489 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/4/24 New Document this Past Month!497KRegistration:  Prospectuses – Certain Open-End Investment Companies – Summary  New Document this Past Month! 499
4/4/24 New Document this Past Month!497Registration:  Definitive Materials  New Document this Past Month!  — Financial Reports
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91
4/1/24 New Document this Past Month!NPORT-PUpdate:  Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT  New Document this Past Month! 538
4/1/24 New Document this Past Month!NPORT-EXUpdate:  Portfolio Holdings Schedules by Investment Companies — Form N-PORT  New Document this Past Month! 296
3/11/2440-17GUpdate:  Fidelity Bonds for Investment Companies20
3/1/24497JRegistration:  Certifications of No Change in Definitive Materials24
2/26/24485BPOSRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations — Financial Reports
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51
1/26/2424F-2NTUpdate:  Annual Notices of Securities Sold by Investment Companies — Form 24F-214
1/16/24N-CENUpdate:  Annual Reports by Investment Companies — Form N-CEN8
1/5/24N-CSRUpdate:  Annual Certified Shareholder Reports by Investment Companies — Form N-CSR13
8/23/23N-PXProxy:  Annual Proxy Voting Reports by Investment Companies — Form N-PX16
7/3/23N-CSRSUpdate:  Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR12
6/2/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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28
5/10/23N-14Registration:  Registration Statement by an Open-End Investment Company or Business Development Company (BDC) – Securities for a Merger — Form N-141
4/19/22 OLDCERTTrading:  Certifications by Securities Exchanges Approving Listings — Form CERT  OLD 5
9/3/21 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 21
6/24/21 OLD485APOSRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD 22
8/27/20 OLD25Trading:  Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 25  OLD 4
10/9/19 OLDCERTBATSTrading:  Certifications by the Cboe Bats Exchanges Approving Listings — Form CERT  OLD 2
6/11/19 OLDCERTCBOTrading:  Certification by the Cboe Global Markets Approving a Listing — Form CERT  OLD 1
3/28/19 OLDN-QUpdate:  Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD 15
6/7/18 OLD485BXTRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates  OLD 20
12/28/17 OLDNSAR-BUpdate:  Annual Reports by Investment Companies — Form N-SAR  OLD 9
10/16/17 OLD40-APPRegistration:  Applications for Exemption Orders and Other Relief by Investment Companies  OLD 22
6/27/17 OLDNSAR-AUpdate:  Semi-Annual Reports by Investment Companies — Form N-SAR  OLD 8
7/31/15 OLDAPP WDRegistration:  Withdrawal of an Application for an Exemption Order or Other Relief  OLD 1
10/21/14 OLDAPP ORDRSEC:  Applications for SEC Exemption Orders – ‘40-APP’ SEC Orders  OLD 4
9/25/14 OLDAPP NTCSEC:  Applications for SEC Exemption Orders – ‘40-APP’ SEC Notices  OLD 4
9/5/14 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
8/21/14 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 4
11/8/13 OLDCERTARCATrading:  Certifications by the NYSE Archipelago Approving Listings — Form CERT  OLD 3
3/13/13 OLDCERTNYSTrading:  Certifications by the NYSE Approving Listings — Form CERT  OLD 4
9/1/11 OLDN-1ARegistration:  Registration Statements by Open-End Investment Companies — Form N-1A  OLD 3
5/5/11 OLDN-8ARegistration:  Notice of Registration by an Investment Company — Form N-8A  OLD 1

Letters: 
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4/11/19 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC24

Form-Specific Documents: 
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4/1/24 New Exhibit this Past Month!NPORT-EXPortfolio Holdings Schedules — Form N-PORT  New Exhibit this Past Month! 296

General Exhibits: 
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3/11/24EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)15
11/6/20 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3

Additional Exhibits: 
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2/26/24EX-99  &  EX-99.*Miscellaneous Exhibits, such as Press ReleasesEX-99.*  Form-Specific Exhibits...  Form N-CSR:  18 Certifications — §302 – SOA’02;  3 Certifications — §906 – SOA’02 — Form N-SAR:  9 Accountants’ Reports re: Internal Controls;  22 Other Disclosures  (52 total)359

Investment Company Exhibits: 
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1/16/24INTERNAL CONTROL RPTAccountants’ Reports re: Internal Controls8
1/16/24LEGAL PROCEEDINGSLegal Proceedings3

Financials: 
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2/26/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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776
2/26/24EX-101.*XBRL Data  (XBRL Files)303
2/26/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)13
2/26/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
54
2/25/22 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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37

Graphics: 
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3/1/24GRAPHICPhotos, Images and Graphs2,219

Funds / Series  and their  Classes / Contracts

   As Of   Fund / Series — Filings for F/S#...
     Class / Contract — Filings for C/C#...    Symbol
 
2024: 4/1/24 FlexShares Core Select Bond FundS#55516
 C#174705BNDC
 4/1/24 FlexShares Credit-Scored US Corporate Bond Index FundS#47257
 C#148066SKOR
 4/1/24 FlexShares Credit-Scored US Long Corporate Bond Index FundS#50613
 C#159757LKOR
 4/1/24 FlexShares Developed Markets ex-US Quality Low Volatility Index FundS#65838
 C#212720QLVD
 4/1/24 FlexShares Disciplined Duration MBS Index FundS#46193
 C#144481MBSD
 4/1/24 FlexShares Emerging Markets Quality Low Volatility Index FundS#65839
 C#212721QLVE
 4/1/24 FlexShares ESG & Climate Developed Markets ex-US Core Index FundS#73359
 C#230178FEDM
 4/4/24 FlexShares ESG & Climate Emerging Markets Core Index FundS#73360
 C#230179FEEM
 1/26/24 FlexShares ESG & Climate High Yield Corporate Core Index FundS#73361
 C#230180FEHY
 4/1/24 FlexShares ESG & Climate Investment Grade Corporate Core Index FundS#73362
 C#230181FEIG
List all Funds / Series and their Classes / Contracts


Forms
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, Documents
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& Exhibits
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 in  28 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
1/8/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G23
7/18/2325-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 254

Letters: 
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9/6/11 OLDLETTERComment or Other Letter from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC1

Additional Exhibits: 
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7/18/23EX-99Miscellaneous Exhibits, such as Press Releases4


        

Filings History

Year    # of Filings
In descending order
2024 73
2023 211
2022 189
2021 181
2020 229
2019 128
2018 52
2017 53
2016 97
2015 64
2014 57
2013 71
2012 86
2011 24
2010 2

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