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TREES Corp. (Colorado) 
 CO
  SEC # 1477009

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631  SEC Filings
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  from  11/25/09  to  2/14/24  (6 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Troob Capital Advisors LLC 
 
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Filings
involving  TREES Corp. (Colorado) 

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Forms
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, Documents
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& Exhibits
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 in  348 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
12/21/238-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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177

8-K Items: 
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12/21/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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67
12/30/20 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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5
2/3/23 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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14
3/30/20 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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15
12/21/23"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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21
2/6/20 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
7/21/21 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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2
12/21/23
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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41
7/22/21 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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6
7/6/20 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
8/16/13 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD  — ‘EX-9’
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1
8/7/23"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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39
6/14/22 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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6
6/14/22 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 6
3/21/22 OLD"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD 5
9/23/20 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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44
6/29/20 OLD
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  Events: 
Other Events — Item 8.01  OLD 20
12/21/23
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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140

11/14/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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47
5/16/23NT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-2510
5/1/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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23
4/3/23NT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-254
8/1/22 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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21
4/28/22 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 6
4/18/22 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 4
6/24/21 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 5
6/24/21 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 9
6/21/21 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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17
5/21/21 OLDRWRegistration:  Registration Withdrawal Requests  OLD 2
4/26/21 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 7
10/21/20 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 2
4/3/20 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD  — Financial Reports
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4
6/3/19 OLD424B5Registration:  Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD 1
6/7/18 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD  — Financial Reports
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3
6/4/18 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 2
5/25/18 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 3
8/16/13 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1
7/11/11 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1

General Exhibits: 
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12/21/23EX-10Material Contracts140
4/17/23EX-23Consents of Experts and Counsel49
4/17/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders17
4/17/23EX-21Subsidiaries Lists15
6/14/22 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 9
6/21/21 OLDEX-5Opinions of Counsel re: Legality  OLD 18
5/14/20 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 4
3/30/17 OLDEX-14Code of Ethics  OLD 1
8/3/15 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
11/25/09 OLDEX-9Voting Trust Agreement  OLD 1

Additional Exhibits: 
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3/10/23 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Articles of Incorporation/Organization
100

Financials: 
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12/21/23XML  &  R#IDEA Financial Reports Info — Financial Reports
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4,085
12/21/23EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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134
12/21/23EX-101.*XBRL Data  (XBRL Files)540
12/21/23JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)54
12/21/23ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
112
11/14/23EX-31Certifications — §302 – SOA’02135
11/14/23EX-32Certifications — §906 – SOA’0287
7/22/21 OLDEX-16Letters re: Changes in Accountants  OLD 6
2/7/18 OLDEX-12Statement re: the Computation of Ratios  OLD 1

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12/21/23GRAPHICPhotos, Images and Graphs396


Forms
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, Documents
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& Exhibits
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 in  284 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G7
2/9/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4218
2/7/23 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 24
12/23/20 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 13
2/2/18 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 4
8/16/13 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1

Letters: 
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8/29/22 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC17
8/29/22 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 4

General Exhibits: 
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10/4/19 OLDEX-24Powers of Attorney  OLD 4

Additional Exhibits: 
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6/11/20 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 8


        

Filings History

Year    # of Filings
In descending order
2024 3
2023 23
2022 33
2021 41
2020 76
2019 77
2018 97
2017 78
2016 57
2015 45
2014 57
2013 17
2012 5
2011 9
2010 11
2009 2

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