Harrison Vickers & Waterman Inc. 

GA

  SEC # 1472847

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131  SEC Filings   from  9/23/09  to  3/6/23  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘1-Z’ — Exit Report — Form 1-Z — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Harrison Vickers & Waterman Inc.

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Forms , Documents & Exhibits  in  92 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/6/23	OLD		1-Z		Registration:		Exit Report — Form 1-Z  OLD	1
1/4/23	OLD		QUALIF		SEC:		SEC Notices of Qualification  OLD	3
12/30/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	22
12/23/22	OLD		1-A POS		Registration:		Post-Qualification Amendments of Form 1-A Offering Statements  OLD	3
10/14/22	OLD		1-A		Registration:		Offering Statement — Form 1-A  OLD	1
8/11/22	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	17
					8-K Items:
8/2/22	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	6
11/7/18	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	2
3/5/21	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD	1
6/22/16	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	2
11/7/18	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	4
5/26/15	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
8/11/22	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	4
8/11/22	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	8
11/7/18	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	6
10/30/13	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	2
8/11/22	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	2
3/5/21	OLD		Events:			•	Other Events — Item 8.01  OLD	5
8/11/22	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	15
5/11/17	OLD		15-15D		Update:		Notice of a Suspension of Duty to File Reports — Form 15  OLD	1
6/27/16	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	19
6/24/16	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	10
5/16/16	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	2
8/18/15	OLD		DEF 14C		Proxy:		Definitive Proxy Info Statement — Schedule 14C  OLD	1
8/5/15	OLD		PRE 14C		Proxy:		Preliminary Proxy Info Statements — Schedule 14C  OLD	2
9/30/14	OLD		NT 10-K		Update:		Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD	1
9/7/12	OLD		EFFECT		SEC:		SEC Notice of Effectiveness  OLD	1
8/24/12	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	8
10/21/10	OLD		D		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
					Form-Specific Documents:
12/23/22	OLD		PART II AND III		Offering Statements – Parts II and III — Form 1-A – Reg. A/A+  OLD			4
					General Exhibits:
8/11/22	OLD		EX-10		Material Contracts  OLD			48
8/2/22	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
11/7/18	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
4/27/15	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			4
4/27/15	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			9
8/24/12	OLD		EX-23		Consents of Experts and Counsel  OLD			8
8/24/12	OLD		EX-5		Opinions of Counsel re: Legality  OLD			5
2/12/10	OLD		EX-21		Subsidiaries List  OLD			1
					Additional Exhibits:
8/11/22	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			9
					Reg. A/A+ Exhibits:
12/23/22	OLD		EX1A-12 OPN CNSL		Opinions of Counsel re: Legality — Form 1-A  OLD			4
10/14/22	OLD		EX1A-2A CHARTER		Articles of Incorporation/Organization  OLD			1
10/14/22	OLD		EX1A-2B BYLAWS		Bylaws  OLD			1
10/14/22	OLD		EX1A-3 HLDRS RTS		Instruments Defining the Rights of Security Holders — Form 1-A  OLD			5
10/14/22	OLD		EX1A-6 MAT CTRCT		Material Contract  OLD			1
10/14/22	OLD		EX1A-4 SUBS AGMT		Subscription Agreement  OLD			1
					Financials:
6/27/16	OLD		EX-31		Certifications — §302 – SOA’02  OLD			33
6/27/16	OLD		EX-32		Certifications — §906 – SOA’02  OLD			28
6/27/16	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			650
6/27/16	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			25
6/27/16	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			96
6/27/16	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			15
5/26/15	OLD		EX-16		Letters re: Changes in Accountants  OLD			3
					Graphics:
12/23/22	OLD		GRAPHIC		Photos, Images and Graphs  OLD			127

Forms , Documents & Exhibits  in  39 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
1/27/21	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	8
6/4/15	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	7
5/14/15	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	4
5/4/15	OLD		SC 13D		Ownership:		Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD	1
					Letters:
12/30/22	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			19
12/30/22	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			3

        

Filings History

Year		# of Filings
2023		2
2022		14
2021		2
2020		1
2019		1
2018		3
2017		6
2016		20
2015		19
2014		15
2013		21
2012		18
⇑
2010		7
2009		2