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Morgan Stanley Smith Barney LLC 
 MA
  SEC # 1466170

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69  SEC Filings
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  from  6/11/09  to  2/13/24  (6 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Morgan Stanley Smith Barney LLC 

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Forms
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, Documents
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& Exhibits
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 in  69 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/13/2413F-NTOwnership:  Quarterly Holdings Notices by Money Managers — Form 13F — Assets Under Management
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56
1/18/24144Ownership:  Notice of a Proposed Sale of Securities by an Insider — Form 1441
11/4/10 OLD40-206ARegistration:  Applications for Exemptions by Investment Advisors  OLD 2
6/11/09 OLDNO ACTSEC:  SEC No-Action Letters re: Shareholder Proposals  OLD 10

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers


7 Related Managers who also Reported Holdings for this Manager

As Of
In descending order
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
2/14/2412/31/23  144 of 10,466  $2,024,606  
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Amundi
2/13/2412/31/23  11,421 of 44,939  $483,950,247  
 NY
 
Morgan Stanley
5/17/213/31/21  27 of 115  $711  
 TX
 
CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT [ formerly Cushing Asset Management, LP ]
5/17/213/31/21  47 of 13,055  $1,283  
 MA
 
Amundi Asset Management US, Inc. [ formerly Amundi Pioneer Asset Management Inc. ]
2/5/2112/31/20  797 of 3,227  $104  
 CA
 
Aperio Group, LLC
2/14/2012/31/19  31 of 115  $278  
 CT
 
Energy Income Partners, LLC
8/13/196/30/19  63 of 1,935  $2  
 SD
 
Dorsey & Whitney Trust Co. LLC


No Forms
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 nor  Documents
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 Filed re:  Issuer / Subject Company


        

        

Filings History

Year    # of Filings
In descending order
2024 2
2023 4
2022 4
2021 4
2020 4
2019 4
2018 4
2017 4
2016 4
2015 4
2014 4
2013 4
2012 4
2011 4
2010 5
2009 10

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