Western Asset Mortgage Capital Corp. 

CA

  SEC # 1465885

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517  SEC Filings   from  6/12/09  to  12/20/23  (4 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘15-12G’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Western Asset Mortgage Capital Corp.

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Forms , Documents & Exhibits  in  280 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
12/20/23			15-12G		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15	1
12/7/23			EFFECT		SEC:		SEC Notices of Effectiveness	7
12/6/23			S-8 POS		Registration:		Post-Effective Amendment of a Form S-8 Registration	1
12/6/23			POS AM		Registration:		Post-Effective Amendment of a Registration Statement	1
12/6/23			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	112
					8-K Items:
8/9/23			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	11
12/6/23			"			•	Termination of a Material Definitive Agreement — Item 1.02 — ↓‘EX-10’	2
12/6/23			Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01 — ↓‘EX-2’	1
8/8/23			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	46
9/14/21	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	6
12/6/23			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	2
7/2/20	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	1
12/6/23			"			•	Material Modifications to Rights of Security Holders — Item 3.03 — ↓‘EX-4’	1
12/6/23			Governance & Management:			•	Changes in Control of Registrant — Item 5.01	1
12/6/23			"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	17
7/11/22	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	1
12/5/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	12
8/8/23			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	57
12/5/23			Events:			•	Other Events — Item 8.01	18
12/6/23			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	86
11/20/23			425		Registration:		Prospectuses and Communications – Mergers	9
11/13/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	10
11/8/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	36
9/29/23			DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A	1
5/2/23			ARS		Update:		Annual Reports to Security Holders	4
5/1/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	11
3/10/23	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	11
9/27/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	19
6/30/22	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	2
4/21/22	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	2
9/13/21	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	18
9/10/21	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	4
5/18/20	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	6
3/19/18	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	2
3/19/18	OLD		RW		Registration:		Registration Withdrawal Requests  OLD	2
3/16/18	OLD		10-12B		Registration:		Registration Statement — Form 10  OLD	1
9/27/17	OLD		305B2		Registration:		Statement of Eligibility to Act as a Trustee by a Corporation — Form T-1  OLD	1
3/8/17	OLD		DEL AM		Registration:		Registration Effectiveness-Delaying Amendment  OLD	1
4/21/14	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD	1
4/17/13	OLD		S-11		Registration:		Registration Statements by Certain Real Estate Companies — Form S-11  OLD  — Financial Reports	14
5/22/12	OLD		D		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
5/11/12	OLD		424B1		Registration:		Prospectus – Info Previously Omitted  OLD	1
5/9/12	OLD		CERTNYS		Trading:		Certification by the NYSE Approving a Listing — Form CERT  OLD	1
5/7/12	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
					General Exhibits:
8/9/23			EX-10		Material Contracts			22
8/9/23			EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions			4
3/10/23	OLD		EX-23		Consents of Experts and Counsel  OLD			35
7/11/22	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			6
6/30/22	OLD		EX-FILING FEES		Filing Fees  OLD			1
6/30/22	OLD		EX-5		Opinions of Counsel re: Legality  OLD			18
9/14/21	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			6
9/14/21	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			10
9/14/21	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			11
4/30/12	OLD		EX-21		Subsidiaries List  OLD			1
					Additional Exhibits:
12/5/23			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			137
					Financials:
12/6/23			XML  &  R#		IDEA Financial Reports Info — Financial Reports			3,408
12/6/23			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			90
12/6/23			EX-101.*		XBRL Data  (XBRL Files)			382
12/6/23			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			52
12/6/23			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			83
11/8/23			EX-31		Certifications — §302 – SOA’02			94
11/8/23			EX-32		Certifications — §906 – SOA’02			47
10/3/17	OLD		EX-12		Statements re: Computations of Ratios  OLD			3
					Graphics:
12/6/23			GRAPHIC		Photos, Images and Graphs			1,539

Forms , Documents & Exhibits  in  246 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 95790D

        

Latest Filing			Type		Category	Description		Documents
12/8/23			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	156
12/6/23			25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25	1
11/20/23			425		Registration:		Prospectuses and Communications – Mergers	12
2/14/23	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	31
6/23/22	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	25
9/10/21	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	4
					Letters:
9/28/22	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			17
9/28/22	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			3
					General Exhibits:
8/9/23			EX-10		Material Contracts			2
8/9/23			EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions			2
10/5/21	OLD		EX-24		Powers of Attorney  OLD			18
					Additional Exhibits:
12/6/23			EX-99		Miscellaneous Exhibits, such as Press Releases			13
					Graphics:
11/20/23			GRAPHIC		Photos, Images and Graphs			44

        

Filings History

Year		# of Filings
2023		67
2022		32
2021		35
2020		49
2019		42
2018		35
2017		42
2016		32
2015		23
2014		38
2013		37
2012		61
2011		9
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2009		15