Hamilton Lane Inc. 

PA

  SEC # 1433642

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527  SEC Filings   from  7/21/16  to  3/18/24  (4 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 3/14/24 — Filed re:  Issuer / Subject Company — Filed by:  Gavalis Lydia
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Forms , Documents & Exhibits  in  166 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/7/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	63
					8-K Items:
10/26/22	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	6
8/25/17	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	1
2/6/24			Financial Info:			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	30
10/26/22	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	4
3/10/17	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	1
9/12/23			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	11
9/12/23			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	2
9/12/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	7
9/12/23			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	4
3/7/24			Events:			•	Other Events — Item 8.01	10
3/7/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	52
3/6/24			424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events	18
2/28/24			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	9
2/6/24			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	21
7/25/23			ARS		Update:		Annual Report to Security Holders	1
7/25/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	7
7/25/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A — Financial Reports	7
7/13/23			PRE 14A		Proxy:		Preliminary Proxy Statement — Schedule 14A — Financial Reports	1
5/25/23			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	8
8/6/21	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD	2
7/23/21	OLD		POSASR		Registration:		Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD	1
9/21/18	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	2
9/10/18	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	2
3/1/18	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	2
3/1/18	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	2
2/26/18	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	5
2/12/18	OLD		DRS		Registration:		Draft Registration Statements by Emerging Growth Companies and Foreign Issuers — Form DRS  OLD	7
10/17/17	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	2
2/27/17	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
2/27/17	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
1/25/17	OLD		DRSLTR		Comment:		Comment-Response and Draft-Registration-Statement Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC	4
					General Exhibits:
3/7/24			EX-5		Opinions of Counsel re: Legality			16
3/7/24			EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)			13
3/6/24			EX-FILING FEES		Filing Fees			2
9/12/23			EX-3		Articles of Incorporation/Organization and Bylaws			11
7/20/23			EX-10		Material Contracts			59
5/25/23			EX-23		Consents of Experts and Counsel			21
5/25/23			EX-21		Subsidiaries Lists			9
5/30/19	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			2
9/21/18	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
					Additional Exhibits:
2/6/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			36
					Financials:
3/7/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			1,923
3/7/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			74
3/7/24			EX-101.*		XBRL Data  (XBRL Files)			333
3/7/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			67
3/7/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			75
2/6/24			EX-31		Certifications — §302 – SOA’02			59
2/6/24			EX-32		Certifications — §906 – SOA’02			29
					Graphics:
3/6/24			GRAPHIC		Photos, Images and Graphs			1,178

Forms , Documents & Exhibits  in  362 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 407497

        

Latest Filing			Type		Category	Description		Documents
3/18/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	248
3/11/24			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	12
2/13/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	48
11/13/23			144		Ownership:		Notices of Proposed Sales of Securities by Insiders — Form 144	2
8/9/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	37
5/15/19	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	5
					Letters:
3/4/24			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			10
3/4/24			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			2
					General Exhibits:
3/11/24			EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions			8
3/11/24			EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)			12
8/9/23			EX-24		Powers of Attorney			67
					Additional Exhibits:
2/12/21	OLD		EX-99		Miscellaneous Exhibit  OLD			1
					Graphics:
8/9/23			GRAPHIC		Photos, Images and Graphs			14

        

Filings History

Year		# of Filings
2024		30
2023		45
2022		31
2021		62
2020		61
2019		77
2018		96
2017		114
2016		11