Tonix Pharmaceuticals Holding Corp. 

NJ

  SEC # 1430306

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1,276  SEC Filings   from  4/9/08  to  4/15/24  (Last Week)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘ARS’ — Annual Report to Security Holders — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Tonix Pharmaceuticals Holding Corp.

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Forms , Documents & Exhibits  in  862 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/15/24			ARS		Update:		Annual Reports to Security Holders	2
4/15/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	20
4/5/24			PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A	11
4/1/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	577
					8-K Items:
3/29/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01    — ↓‘EX-10’	62
7/25/22	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	5
7/3/23			Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01	4
4/1/24			"			•	Results of Operations and Financial Condition — Item 2.02    — Financial Reports	45
12/8/23			"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’	2
10/20/23			Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01	12
10/25/22	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	21
5/9/23			"			•	Material Modifications to Rights of Security Holders — Item 3.03 — ↓‘EX-4’	7
4/2/12	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	3
4/2/12	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD  — ↓‘EX-9’	4
2/23/23	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	34
1/25/24			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	25
2/16/16	OLD		"			•	Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ↓‘EX-14’	2
4/2/12	OLD		"			•	Change in Shell Company Status — Item 5.06  OLD	3
2/15/24			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	21
3/25/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01    — ↓‘EX-99’	316
3/29/24			Events:			•	Other Events — Item 8.01	335
4/1/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	533
4/1/24			10-K		Update:		Annual Reports — Form 10-K    — Financial Reports	21
3/29/24			424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events	34
11/9/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	48
9/29/23			424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events	5
6/16/23			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	9
8/29/22	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	20
8/24/22	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	42
8/19/22	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	10
7/21/20	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	4
2/6/20	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	8
2/6/20	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD  — Financial Reports	32
9/12/19	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	7
7/16/19	OLD		POS EX		Registration:		Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD	1
10/10/17	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	6
9/15/17	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
3/31/17	OLD		NT 10-K		Update:		Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD	1
7/11/14	OLD		S-3MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD	1
4/9/14	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	2
7/24/13	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
7/23/13	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
6/20/13	OLD		AW		Registration:		Amendment Withdrawal Request  OLD	1
1/14/13	OLD		8-A12G		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
4/13/12	OLD		CT ORDER		SEC:		SEC Confidential Treatment Order  OLD	1
10/14/11	OLD		SC 14F1		Ownership:		Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD	1
					Letters:
2/18/20	OLD		REDACTED EXHIBIT		SEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC			2
					General Exhibits:
4/1/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
4/1/24			EX-23		Consents of Experts and Counsel			63
4/1/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			31
4/1/24			EX-19		Report Furnished to Security Holders			1
4/1/24			EX-21		Subsidiaries Lists			11
3/29/24			EX-10		Material Contracts			114
3/29/24			EX-5		Opinions of Counsel re: Legality			75
3/29/24			EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)			24
1/25/24			EX-3		Articles of Incorporation/Organization and Bylaws			35
7/12/23			EX-9		Voting Trust Agreement			1
6/16/23			EX-FILING FEES		Filing Fees			3
3/24/20	OLD		EX-96		Mining Disclosure  OLD			1
2/16/16	OLD		EX-14		Codes of Ethics  OLD			2
					Additional Exhibits:
4/1/24			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls — EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Articles of Incorporation/Organization			733
					Financials:
4/1/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			3,352
4/1/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			259
4/1/24			EX-101.*		XBRL Data  (XBRL Files)			910
4/1/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			206
4/1/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			251
4/1/24			EX-31		Certifications — §302 – SOA’02			136
4/1/24			EX-32		Certifications — §906 – SOA’02			83
10/14/11	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
					Graphics:
4/15/24			GRAPHIC		Photos, Images and Graphs			12,394

Forms , Documents & Exhibits  in  423 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 890260

        

Latest Filing			Type		Category	Description		Documents
3/6/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	286
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	64
3/16/23	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	25
2/11/22	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	12
2/6/20	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	8
2/10/15	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	3
10/14/11	OLD		SC 14F1		Ownership:		Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD	1
					Letters:
8/23/22	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			24
8/23/22	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			10
					General Exhibits:
7/27/21	OLD		EX-24		Powers of Attorney  OLD			23
2/11/21	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			3
					Additional Exhibits:
12/27/22	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			12
					Graphics:
2/5/20	OLD		GRAPHIC		Photos, Images and Graphs  OLD			194

        

Filings History

Year		# of Filings
2024		37
2023		119
2022		98
2021		102
2020		136
2019		120
2018		103
2017		80
2016		104
2015		86
2014		96
2013		107
2012		53
2011		17
2010		9
2009		4
2008		5