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Talphera, Inc. 
 CA
  SEC # 1427925

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826  SEC Filings
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  from  2/25/08  to  3/21/24  (7 Days Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 3/19/24 — Filed re:  Issuer / Subject Company — Filed by:  Nantahala Capital Management, LLC 
 
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notifications of all
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Filings
involving  Talphera, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  419 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/6/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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19
3/6/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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209

8-K Items: 
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1/22/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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39
4/7/23"Termination of a Material Definitive Agreement — Item 1.02 — ‘EX-10’
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10
4/7/23
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01 — ‘EX-2’
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3
3/6/24 New Document this Past Month!"Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
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48
3/30/21 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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9
3/20/15 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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1
10/20/23
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.016
1/22/24"Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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9
8/12/22 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
10/5/23
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01 — ‘EX-16’
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3
3/30/23"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.021
3/1/24 New Document this Past Month!
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  New Document this Past Month!  — List of Directors & Officers
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41
1/9/24"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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6
10/10/23"Submission of Matters to a Vote of Security Holders — Item 5.0715
1/22/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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18
3/1/24 New Document this Past Month!
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  Events: 
Other Events — Item 8.01  New Document this Past Month! 64
3/6/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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151

2/14/24EFFECTSEC:  SEC Notices of Effectiveness14
2/13/24424B7Registration:  Prospectuses – Selling Security Holders – Info Previously Omitted5
2/9/24CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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20
2/6/24S-3Registration:  Registration Statements – Securities for Transactions — Form S-312
1/29/24DRegistration:  Notices of Exempt Offerings of Securities — Form D8
11/22/23S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-813
11/14/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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39
10/5/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A12
8/28/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A13
12/28/22 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 16
8/3/22 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 3
6/5/20 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
5/29/20 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 9
4/24/20 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
4/21/20 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 2
12/19/17 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 12
7/18/13 OLDS-3MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD 1
12/7/12 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2
12/5/12 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 8
2/2/11 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
2/1/11 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
2/25/08 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1

General Exhibits: 
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3/6/24 New Exhibit this Past Month!EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation  New Exhibit this Past Month! 1
3/6/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 63
2/6/24EX-FILING FEESFiling Fees7
2/6/24EX-5Opinions of Counsel re: Legality40
1/22/24EX-10Material Contracts147
1/9/24EX-3Articles of Incorporation/Organization and Bylaws14
11/22/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders41
11/14/23EX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions8
3/15/21 OLDEX-21Subsidiaries Lists  OLD 6
1/21/21 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 7

Additional Exhibits: 
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3/6/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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144

Financials: 
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3/6/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 115
3/6/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 53
3/6/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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2,855
3/6/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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119
3/6/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 533
3/6/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 76
3/6/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
112
10/5/23EX-16Letters re: Changes in Accountants3
6/5/17 OLDEX-12Statements re: Computations of Ratios  OLD 2

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3/6/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 1,140


Forms
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, Documents
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& Exhibits
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 in  407 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 00444T
 

        
Latest Filing  Type    Category    Description        Documents
     
3/21/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 324
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G26
1/23/243Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 327
1/22/24SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D12
8/25/23144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 1442
5/29/20 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 2
2/7/19 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1

Letters: 
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2/9/24LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC13
2/9/24TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]10

General Exhibits: 
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1/23/24EX-24Powers of Attorney22
5/29/20 OLDEX-10Material Contracts  OLD 2
5/29/20 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2

Additional Exhibits: 
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2/13/24EX-99Miscellaneous Exhibits, such as Press Releases21


        

Filings History

Year    # of Filings
In descending order
2024 34
2023 62
2022 66
2021 53
2020 74
2019 49
2018 63
2017 62
2016 48
2015 52
2014 67
2013 62
2012 59
2011 69
2010 4
2009 1
2008 1

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